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From Investment Education PLC
Risks Controls in Securities Operations

... security, and hence Regulatory Capital as required under Basle 2.
Recent events have also made Regulators far tougher and less forgiving to subjectsa shortcomings and lapses.
This course within two days provides a good Risk and Controls awareness for operations. It helps the early identification of risks, an application of appropriate and timely controls, and helps reduce the
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Fundamentals of Fails Management

... security, and hence regulatory capital as required under Basle 2. Recent events have also made Regulators far tougher and less forgiving to subjectsa shortcomings and lapses.
This effective one day course highlights the cost of failed securities (equities and bonds) trades and analyses their causes. Preventive measures are described and detailed. It is a very useful course for
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