Instructor Led Client Classification Training Classes

Markets in Financial Instruments Directive (MiFID): Due Diligence for Directors and Executive Management ...uments Directive (MiFID) From Know Your Customer (KYC) to Client Classification (CC) Best Execution Suitability and Appropriateness Transaction Reporting B. Challenges Conflicts of interest Conduct of Business (COB) obligations Obligation to execute orders on terms most favourable to the client The impact of MiFID on corporate governance The role of the board of directors and executive  more...

Markets in Financial Instruments Directive (MiFID) Training and Presentations ...An Overview * From Know Your Customer (KYC) to Client Classification (CC) * Best Execution and Information to Clients * Order Handling * Suitability * Extended Passport: Services across Europe * Conduct of Business * Stock Exchanges compete with Trading Platforms and Investment Firms * Systematic Internalisers  more...

MiFID Workshop This complex legislation will radically affect both fund management firms and Third Party Administration firms. Research published in the FT shows that 50% of firms are unprepared. Don't be one of them. The MiFID Directive (Markets In Financial Instruments Directive) replaces the Investment Services Directive from November 2007. It will affect every bit of your firms business, involving sweeping  more...