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From Compliance LLC
Solvency ii Training and Presentations
...inciples and methods of financial supervision
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Competent authorities
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Supervision of branches established in another Member State
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Duties of auditors
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Rules relating to the solvency margin and to the guarantee fund
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Required solvency margin for non-life reinsurance activities
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Required solvency margin for life reassurance
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The European Union s Sarbanes-Oxley Act (E-SOX)
... states
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Mutual recognition and designation of competent authorities
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Application to non-listed public-interest entities
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The Audit Committee
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Similarities and differences with the US Sarbanes-Oxley Act
The 8th Company Law Directive and Corporate Governance
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The impact on corporate governance
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The role of the board of
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Markets in Financial Instruments Directive (MiFID) Training and Presentations
... Pre-trade and Post-trade transparency requirements
Competent Authorities
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Designation of competent authorities
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Administrative sanctions
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Extra-judicial mechanism for investors' complaints
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Professional secrecy
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Relations with auditors
Cooperation between Competent Authorities
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Obligation to cooperate
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more...
