Instructor Led Compliance Training in United Kingdom
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Compliance Seminar Schedule
From Human Resource & Organisational Development Consultancy (HRODC) Postgraduate Training Institute
Malaysian Industrial Relations and Employment Law Course
...tion of Collective Agreements or Awards
Complains of Non-compliance
Part 12: Discipline in the Workplace
Content, Concepts and Issues
Taking Disciplinary Action
Disciplinary Action and the Employment Act, 1955
Section 20, Industrial Relation Act., 1967
Claims of Wrongful Dismissal at the Height Course
Industrial Court Awards on Claims for Reinstatements
Taking Disciplinary Action
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Malaysian Industrial Relations and Employment Law Course
...tion of Collective Agreements or Awards
Complains of Non-compliance
Part 12: Discipline in the Workplace
Content, Concepts and Issues
Taking Disciplinary Action
Disciplinary Action and the Employment Act, 1955
Section 20, Industrial Relation Act., 1967
Claims of Wrongful Dismissal at the Height Course
Industrial Court Awards on Claims for Reinstatements
Taking Disciplinary Action
more...
Information Risk Security and Crisis Management


...ness continuity management
- Information security compliance
- Information security a confidentiality
- Understanding an organisationa s information as assets and resources
- Asset classification and control
4.) BS 7799-2: 2002 Specification for Information Security
- The BS7799 / BS7799 Security Standard
- Explaining BS 7799-2: 2002
- Requirements of BS 7799 a
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Corporate Governance Principles and Practice


...heir expectations, possible negative consequences for non-compliance, and the steps that a company should take to adhere to them
- Provide real examples of the relationship that an organisation has with its sector or industry, the requirements to adhere to codes of practice and the a business casea for their adherence to established expectations
- Explain the different statutory
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Corporate Governance and Strategic Management


...heir expectations, possible negative consequences for non-compliance, and the steps that a company should take to adhere to them
- Provide real examples of the relationship that an organisation has with its sector or industry, the requirements to adhere to codes of practice and the a business casea for their adherence to established expectations
- Explain the different statutory
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From H2 Training & Consultancy Ltd
Influencing Skills


More and more organisations are moving towards team-based, rather than hierarchical structures. This means that there is a greater emphasis on communication and negotiation across the organisation, than on positional status. Influencing Skills training from H2 will enable participants to practice the necessary skills to fulfil their personal objectives, whilst maintaining strong, long-lasting
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From Cosensa Learning & Development Ltd
ISO 14001 - Environmental Management Systems Auditor - IEMA Accredited Course
Course Objectives:
This THREE-DAY course approved by the UK Institute of Environmental Management and Assessment (IEMA) is a recognised qualification for environmental management systems (EMS) auditors demonstrating competence in internal EMS auditing.
This course is suitable for you if you are, or will be, responsible for conducting environmental management system audits against the ISO 14001
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Fire Risk Assessment - The Fire Scotland Act 2005
...e Authorities will look to employers to demonstrate their compliance with the regulations and sound management of Fire Safety in the workplace.
This one day programme includes the following modules: -
Understanding fire
The regulations - an overview
Fire detection and warning
Means of escape
Fire fighting equipment
Emergency planning and training
Workplace fire hazards - practical
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IOSH - Directing Safely
...effective health & safety management and requirements for compliance with legislation.
Module 5: Planning for success Identifying the roles of risk assessment and risk control systems in successful planning.
Module 6: People your most valuable asset Recognising the value of people within the organisation and factors affecting their performance.
Module 7: How well are you performing?
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From London Financial Studies
Equity Derivatives Valuation and Management


Course Outline
Equity derivatives have been growing in importance over a number of years and are now well established in the financial marketplace. This seminar is for anyone who wishes to be able to price, use, manage or evaluate equity derivatives and exotic equity options. More than half of the seminar is devoted to practical small group sessions.
Who The Course is For
Anyone who wishes
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From NobleProg - IT training courses
BPM for Managers and Analysts Overview





...and effectiveness
* How to increase business process compliance and governance
* How to make a business process more agile and enable it for a change
* How to increase ability to scale best practices across a changing organization
* How to improve communication, cooperation, coordination between teams
* How to improve visibility of process pipeline
* How to make
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From MGM Training Limited
Level 2 Award in Food Safety in Catering
This course has replaced the Foundation Certificate in Food Hygiene (Basic Food Hygiene) and is designed to give all food handlers an appreciation of good hygiene practice.
Who should attend
a Anyone working in a catering or hospitality setting where food is prepared, cooked and served.
a Example environments include pubs, hotels, fast-food outlets, child-minders, residential homes,
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Level 3 Award in Supervising Food Safety in Catering




Persons successfully completing this qualification will be able to apply the knowledge relating to supervisor role at all stages of food production including: purchase, delivery, preparation, cooking, service and handling of food. They will understand the role of the supervisor in food preparation and be able to provide examples of effective supervisory management relating to food production. All
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Preparing to Teach in the Life Long Sector PTLLS


Preparing to Teach in the Life Long Sector
The purpose of this Preparing to Teach in the Life Long Sector (PTLLS) qualification is to provide an introduction for those who wish to train or teach. It is a qualification that will equip a wide range of trainers, facilitators and teachers to support learners. The HABC Level 3 Award in Preparing to Teach in the Lifelong Learning Sector (PTLLS) is
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From Investment Education PLC
Risks Controls in Securities Operations

OBJECTIVE
The current environment and recent history has shown the dangers of ineffective or defective Operational Risk Control. Consequences can be massive in terms of financial losses, reputation besides personal career prospects.
Regulators are now also paying much more attention to Risks and Controls in Operations in assessing a companya s safety, security, and hence Regulatory
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Covered Bonds

...ort staff
a Operations & Back Office staff
a Risk & Compliance managers
a Accountants & Lawyers (CPD eligible)
a IT & System executives involved in Fixed Income applications
a Brokers, Bankers and IFAs looking at new investment opportunities
a Dealers, Treasury, Control and Valuation staff
Basic Fixed Income knowledge and some awareness of the basics of mortgages would be
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Distressed Debt


...ressed (including Bank Agency, Middle and Back Office and Compliance staff)
a Private Equity and Venture Capital executives
a Debt Traders
a Hedge Fund managers looking for opportunities
a Fixed Income Managers considering the Distressed Debt market
a Support staff for those dealing in / investing / lending in the Distressed Debt area
a Fund Managers
a Institutional
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Bonds Fixed Income Markets

Objective
To provide a comprehensive overview of the major bond and fixed income markets, their instruments and their workings, assuming no prior knowledge.
Delegates
a Fixed Income Support and Settlement staff
a Back and Mid Office Staff
a Support Staff for Fund Managers
a Compliance Officers
a Auditors and Accounting Staff
a IT and Systems executives designing systems for
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Fund Management Overview

... Trainee Fund Managers
a Brokers and Custodians
a Compliance Officers
a Accountants and Actuaries
a HR, Personnel and Recruitment managers
No specific prior knowledge is assumed but delegates should have at least 3 months' experience in or close to a fund management operation
Our Fund Management Overview course is held as a Public Course in London. Dates and Prices on
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Hedge Funds Overview

Objective
To provide a good overview of Hedge Funds assuming no prior knowledge.
Delegates
a Fund Managers
a Fund Administration Staff
a Marketing and Sales Managers and IFAs
a Private Bankers
a Custodians and Depositaries
a Prime Brokers
a Lawyers and Accountants (CPD credit)
a Compliance Officers
We also have another course Hedge Funds Styles & Strategies.
This
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Understanding Financial Trading

OBJECTIVE
To provide anyone involved in or with traders with a firsthand experience of financial market trading. Having gained an insight into trading in financial markets participants should be able to:
a Understand trading jargon
a Discuss traders requirements with confidence
a Offer better support and solutions for clients and colleagues
Different products such as Equities, FX,
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Swaps Overview

BACKGROUND
Swaps have increased both in variety and use over the last few years. They underpin many trading strategies and numerous investment products. While simple to those in detailed daily contact with Swaps, they appear confusing to those with less experience or to those without formal training.
This course provides a fairly detailed overview of Swaps, what they are, how they are used and
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Securities Lending and Borrowing

Background
The numbers of Securities Lending & Borrowing transactions have been growing steadily for years. They now represent a substantial part of the daily settlement value in most European markets and play an important role in facilitating market liquidity. Securities L & B markets are driven by a diverse set of considerations such as raising portfolio returns, taking positions, creating
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International Taxation Accounting of Investments Funds

Background
This course is a good solid introduction to the Accounting for Taxation of Investments and Investment Funds. It gives a thorough grounding in the basics of investments and is targeted specifically at those requiring a complete knowledge of the field of accounting for tax on an international basis.
The course is an accounting course and not a technical tax course and is aimed
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Hedge Funds Styles Strategies

Objective
To give a reasonable knowledge of the types and varieties of Hedge Funds and the measures of assessing them. A basic knowledge of Hedge Funds is assumed: e. g. from our Hedge Funds Overview course, offered on the previous day.
Delegates
a Fund Managers
a Fund Administration Staff
a Marketing Managers and IFAs
a Private Bankers
a Custodians and Depositaries
a
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Collateral Management

Background
OTC Derivatives, Repos and Securities Lending and Borrowing are now recognised as very sensitive areas inside many Securities Operations departments, whether on the Buy or Sell sides.
As the demise of Lehman Brothers showed, besides a number of unpublicised hiccups, Collateral Management within these activities is a critical function in mitigating counterparty risk and in
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From The Executive Edge Risk Management Ltd
NEBOSH National General Certificate in Occupational Safety and Health



...lth and safety at work. The course not only ensures legal compliance but will increase individual awareness of responsibilities leading to a reduction in costs associated with accidents and work related illness. The certificate will equip delegates with the practical skills to develop and manage health and safety within the workplace. NEBOSH qualifications are recognised and respected by
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IOSH Managing Safely


The IOSH Managing Safely course is for those required to manage safely and effectively in compliance with both their organisation's policy and best practices in health and safety. We hold health and safety open / public courses regularly throughout the year with no minimum number of delegate requirement. For further details please look at our website.
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From System Concepts
Assessing Display Screen Equipment



...E) or workstation assessments can deliver more than legal compliance. Improvements in performance, quality, comfort and satisfaction are all possible when assessments are performed by assessors who understand not only the legal requirements but also how to make practical improvements.
This 2 day, in-house course provides a grounding in the legislation, supporting standards and best practice.
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Safety for Senior Executives IOSH Approved



A one day workshop for directors and senior managers. It explains their health and safety role and how this should influence their strategic thinking and holistic risk management practices.
The in-house course can be tailored to use an organisation's own systems, policies and procedures, making all the information immediately relevant and applicable to the participants own work situation.
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From RRC Training
CITB-ConstructionSkills Site Safety Plus Health and Safety Awareness
The CITB ConstructionSkills Site Safety Plus Health and Safety Awareness course is ideal for employees who have just started work in the construction industry and need training that provides a good awareness of the main issues involved in construction safety, including compliance with health and safety law.
The course is aimed at all those persons who are entering or working within the
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From Integrated Safety Associates
Emergency First Aid at Work (HSE Accredited)



HSE Accredited Emergency First Aid at Work
Basic life saving Emergency First Aid in compliance with the Health & Safety (First Aid) regulations 1981.
Course content includes the following
Health and safety (first aid) regulations
Managing an incident
The priorities of first aid
Treatment of an unconscious casualty
Resuscitation
Shock
Bleeding
Common workplace
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From QED Training
Equality and Diversity Portfolio of Courses




...nclude management, financial, operational, environmental, compliance and reputational risks. If equality and diversity issues are insulated or vacuum packed away from these potential risks by the governing body there can be real problems!
This training course makes a link between these corporate governance risks and the three key factors driving the modern equality and diversity agenda,
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From Eureka Financial Ltd
Corporate Governance - London and Dubai


...pired business leaders Corporate Governance is not just a compliance issue but a process that can significantly boost the organizationa s competitiveness.
Participants to this course will benefit from the following:
Understanding the principles of Corporate Governance and its impact on the overall business performance
A review of legislative Corporate Governance framework in
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From Living Homes Services
Food Safety Training Day
The aim of this training is to ensure that everyone who handles food does so with the knowledge as how to do this safely.
This is a level 2 qualification day which is recognised and respected by Environmental Health Officers and a very cost effective way of training yourself or your staff members in safe food handling.
Understandable, enjoyable, and real life practical training arranged
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From MIS
The Law Practice of Guarantees in International Trade - UK
Legal - Trade, Commodity & Ship Finance
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The Law Practice of Guarantees in International Trade - Johannesburg
Legal - Trade, Commodity & Ship Finance
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The Law Practice of Guarantees in International Trade - Dubai
Legal - Trade, Commodity & Ship Finance
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Oil Gas Agreements the Contract Matrix in the International Oil Gas Industry - UK
Legal - Gen. Legal/ Finance
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Managing an In-House Legal Function in a Financial Services Firm - UK
Legal - Gen. Legal/ Finance
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International Workout Practicethe Art of Cross-Border Restructurings - UK
Legal - Derivatives/ Structured Finance
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Finance Documentation OTC Derivatives Repo Securities Lending - Dubai
Legal - Gen. Legal/ Finance
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Advanced OTC Derivatives Structured Issuers Structured Notes - Johannesburg
Legal - Derivatives/ Structured Finance
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Advanced International Bond Debt Issues Essential Documentation - UK
Legal - Capital/ Money Markets
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Management of Legal Risk and Services in Uncertain Times The In-House Lawyers Role and Contribution - Hong Kong
Legal - Gen. Legal/ Finance
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Legal Risk Management of OTC Derivatives - Singapore
Legal - Derivatives/ Structured Finance
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Legal English Contract Drafting and Negotiating Masterclass - Shanghai Hong Kong
Legal - Gen. Legal/ Finance
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Islamic Banking Finance Legal Regulatory Risk Management Issues - Singapore
Legal - Islamic Finance
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Anti-Fraud Corruption and Money Laundering the New Challenges - Singapore
Legal - Gen. Legal/ Finance
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5th Annual Asset Management Asia - Legal Regulatory and Compliance Issues - Singapore
Legal - Asset Management
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Auditing and Preventing Financial Crime
A holistic approach to the management and compliance of financial crime risks
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Governance Risk And Compliance
Real world solutions for creating a best-practice GRC framework
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From Predicon
API 570 Piping Inspection Code Inspection Repair Alteration and Rerating of In-service Piping Systems
INTRODUCTION
A five-day programme on the practical aspects of piping and pipeline inspection, integrity, maintenance and repair.
This practical, applications-oriented course covers pipelines and piping systems design, inspection and maintenance to prepare inspectors for the API 570 ICP Assessment examination. Upon completion of this course, delegates will be able to evaluate the mechanical
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From Act Now Training Ltd
ENVIRONMENTAL INFORMATION REGULATIONS An A to Z Guide
Everyone thinks that the Environmental Information Regulations 2004 (EIR) are FOIa s little brother. But consider this: they cover waste management and utility companies, parts of the voluntary sector and charitable trusts as well as all FOI public authorities. The EIRs grab environmental management, pollution, contaminated land, waste management, planning and development, and parking
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Conducting a Privacy Impact Assessment
A workshop which will teach delegates how to conduct a Privacy Impact Assessment in their organisation. Proactive action to assess privacy risks and demonstrate compliance with the law. A Privacy Impact Assessment (PIA) provides assurance that the effect on privacy and confidentiality of a project, policy or decision has been acknowledged, measured and addressed.
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From Global Spirit Ltd
Effective vendor auditing and Supplier relationship management
Equips delegates with the necessary auditing skills to ensure that suppliers are compliant with international quality, environmental and corporate social responsibility standards.
Additional course materials explore the management of supplier relationships, management and monitoring enabling delegates to embed their learning to both safeguard their organization and deliver leading edge practice
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From Centre for Forensic Neuroscience
APA Accredited Polygraph Examiner Training Course in the UK





... includes professional courses, and satisfactory proof of compliance with admission requirements to an accredited College or University.
The course is being run by Horowitz-Ginton Credibility Assessment Academy, an American Polygraph Association accredited school; the instructors Dr Avital Ginton and Ishayahu (Sigi) Horowitz, who have a combined experience of 70 years; course dates,
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From eFinancialInstruments
Making Sense of Credit Derivatives
Course Objectives
Credit derivatives instruments are used for both credit risk management and for speculation. The market volume grew massively during the last decade, from zero in 1990 to 66 trillion dollars before the 2007 credit crisis.
The overall objective of this interactive course is to provide you a sophisticated knowledge of credit derivatives markets, transactions and instruments
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From Envico LTD
SMSTS Training
SMSTS Training Objective
The SMSTS training course is one of the most highly regarded training courses within the construction industry available for site managers and supervisors, taken by more than 10, 000 people each year.
The SMSTS training course helps site managers (and anyone wanting to become a site manager) to develop a better understanding of the legal, moral and social
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From Incisive Media Ltd
Risk Management in Islamic Finance
This two day course provides delegates with an in-depth understanding of the risks associated with Islamic finance. The world of Islamic finance has been gaining momentum recently and an increasing amount of attention from conventional banking institutions. One reason for this is because Islamic products were somewhat sheltered from the sub prime crisis as these
products are non sharia ah
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From RB Health and Safety Solutions Ltd
Level 3 Award in Health & Safety in the Workplace


... and safety procedures
The supervisory role in ensuring compliance with legal and organizational requirements with respect to health and safety
Course Content:
Introduction to Health and Safety appreciate the role of health and safety in the workplace
Legislation awareness of the scope of UK health and safety legislation and associated guidance
Health and Safety Culture
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From Intelligence Secured Ltd
MiFID, 3 Day Training - Europe (various locations)
Recently the EU commission started to take legal proceedings against 24 EU member states on the grounds that those states failed to enact MiFID according to the set EU states could face rebuke for implementation delay of MiFID.
So far only Great Britain, Ireland and Romania announced the complete implementation of the directive. The directive will come into force on 1st November 2007 and the
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From Kineo
Open Source E-learning








Kineo works with organisations to create cost-effective blended learning solutions using open source and low cost tools for e-learning. This includes solutions for leadership training, sales training and compliance training.
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From Money Marketing Limited
Become a Mortgage Broker - From 495


Become a mortgage broker with our advanced training programme and fast track CeMAP training from only 495.
Already CeMAP qualified?
It is a known fact that the most successful trainee mortgage consultants follow rigid laid down steps to become successful mortgage brokers. Passing your CeMAP exams is the key to unlocking the wonderful world to giving mortgage and insurance advice but it is only
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