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Instructor Led Cooperation Among Regulators Training Classes

Cooperation Among Regulators Training Seminars and Classes
From Compliance LLC
Markets in Financial Instruments Directive (MiFID) Training and Presentations ...led Technical Measures * Level 3: Strengthening Cooperation Among Regulators * Level 4: Enforcement MiFID: An Overview * From Know Your Customer (KYC) to Client Classification (CC) * Best Execution and Information to Clients * Order Handling * Suitability * Extended Passport: Services across Europe * Conduct of  more...
From Intelligence Secured Ltd
MiFID, 3 Day Training - Europe (various locations) workshop / seminar Recently the EU commission started to take legal proceedings against 24 EU member states on the grounds that those states failed to enact MiFID according to the set EU states could face rebuke for implementation delay of MiFID. So far only Great Britain, Ireland and Romania announced the complete implementation of the directive. The directive will come into force on 1st November 2007 and the  more...
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This page was last updated on sb5- 08/20/08 at 12:20:56