Instructor Led Investment Services Training Classes
 online course |
 instructor led class |
 learn at home |
 group study |
 self directed training |
 cd based training |
 DVD video training |
 printed book |
 e-book digital book |
 workshop seminar |
 train the trainer |
 computer based learning |
 discount pricing |
 online tutorial |
From MotivatedMinds, Inc
The Genius Inside Coaching Program
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L. T.; Managing Director, Real Estate Investment Services
Ideal for executives or managers facing challenge or change and other employees gearing up for advancement, The Genius Inside is a unique coaching program designed to discover, perfect and leverage the power of your Genius Inside - a distinct set of qualities, values and strengths that exemplify your personal
more...
..."
L. T.; Managing Director, Real Estate Investment Services
Ideal for executives or managers facing challenge or change and other employees gearing up for advancement, The Genius Inside is a unique coaching program designed to discover, perfect and leverage the power of your Genius Inside - a distinct set of qualities, values and strengths that exemplify your personal
more...
From Compliance LLC
Markets in Financial Instruments Directive (MiFID): Due Diligence for Directors and Executive Management
... to your needs.
Course Description
A. Overview
From the Investment Services Directive (ISD) to the Markets in Financial Instruments Directive (MiFID)
From Know Your Customer (KYC) to Client Classification (CC)
Best Execution
Suitability and Appropriateness
Transaction Reporting
B. Challenges
Conflicts of interest
Conduct of Business (COB) obligations
Obligation to execute orders on terms
more...
Markets in Financial Instruments Directive (MiFID) Training and Presentations
...gle European Market in Financial Services
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The Investment Services Directive (ISD) that has been replaced by MiFID
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From the ISD to MiFID: What is different now
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From core and non-core investment services to investment services and activities and ancillary services
MiFID and the Lamfalussy process
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Level 1: Framework Principles
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more...
From MSConsultants
MiFID Workshop
...(Markets In Financial Instruments Directive) replaces the Investment Services Directive from November 2007. It will affect every bit of your firms business, involving sweeping changes to your IT, systems and controls, compliance operations, client contracts, SLAs with outsourced firms and much more.
Time is of the essence. You need to begin scoping now to asses the changes needed to your
more...
...(Markets In Financial Instruments Directive) replaces the Investment Services Directive from November 2007. It will affect every bit of your firms business, involving sweeping changes to your IT, systems and controls, compliance operations, client contracts, SLAs with outsourced firms and much more.
Time is of the essence. You need to begin scoping now to asses the changes needed to your
more...
