Instructor Led Investment Services Directive Training Classes

Markets in Financial Instruments Directive (MiFID): Due Diligence for Directors and Executive Management ... to your needs. Course Description A. Overview From the Investment Services Directive (ISD) to the Markets in Financial Instruments Directive (MiFID) From Know Your Customer (KYC) to Client Classification (CC) Best Execution Suitability and Appropriateness Transaction Reporting B. Challenges Conflicts of interest Conduct of Business (COB) obligations Obligation to execute orders on terms  more...

Markets in Financial Instruments Directive (MiFID) Training and Presentations ...gle European Market in Financial Services * The Investment Services Directive (ISD) that has been replaced by MiFID * From the ISD to MiFID: What is different now * From core and non-core investment services to investment services and activities and ancillary services MiFID and the Lamfalussy process * Level 1: Framework Principles *  more...

MiFID Workshop ...(Markets In Financial Instruments Directive) replaces the Investment Services Directive from November 2007. It will affect every bit of your firms business, involving sweeping changes to your IT, systems and controls, compliance operations, client contracts, SLAs with outsourced firms and much more. Time is of the essence. You need to begin scoping now to asses the changes needed to your  more...