Securities Operations Clearing & Settlement This course provides securities operations managers and their staff with a comprehensive and thorough survey of the changes to securities operations both from a regulatory angle, particularly MiFID and Basel II, and also from a survey of the way that the clearing and settlement part of operations is under going changes. Explains key processes and the roles of the different players, highlighting more...
MiFID, 3 Day Training - Europe (various locations) ...r states on the grounds that those states failed to enact MiFID according to the set EU states could face rebuke for implementation delay of MiFID.
So far only Great Britain, Ireland and Romania announced the complete implementation of the directive. The directive will come into force on 1st November 2007 and the deadline for legal implementation already expired on 1st January.
EU internal more...
MiFID Workshop ...at 50% of firms are unprepared. Don't be one of them.
The MiFID Directive (Markets In Financial Instruments Directive) replaces the Investment Services Directive from November 2007. It will affect every bit of your firms business, involving sweeping changes to your IT, systems and controls, compliance operations, client contracts, SLAs with outsourced firms and much more.
Time is of the more...