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Instructor Led National Market System Training - Training Resources

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National Market System Training Seminars and Classes
From Compliance LLC
Markets in Financial Instruments Directive (MiFID): Due Diligence for Directors and Executive Management ...: Similarities and differences between the Regulation for National Market System (Reg NMS) in the United States and the MiFID in EU E. MiFID and Alternative Investments MiFID and Hedge Funds Sophisticated onshore and offshore legal structures Minimizing regulatory, operational and compliance risks We will discuss how countries and firms use compliance as a competitive advantage. This is a  more...
Markets in Financial Instruments Directive (MiFID) Training and Presentations ...: Similarities and differences between the Regulation for National Market System (Reg NMS) in the United States and the MiFID in EU MiFID and other Directives * Interaction between MiFID and other regulatory initiatives * MiFID, Basel ii and the Capital Requirements Directive * MiFID and the 8th Company Law Directive * MiFID and the Financial  more...
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