Instructor Led Similarities Training - Training Resources

The European Union s Sarbanes-Oxley Act (E-SOX) ...st entities * The Audit Committee * Similarities and differences with the US Sarbanes-Oxley Act The 8th Company Law Directive and Corporate Governance * The impact on corporate governance * The role of the board of directors and executive management * Internal controls and external auditors The 8th Company Law Directive: Committees and  more...

Markets in Financial Instruments Directive (MiFID): Due Diligence for Directors and Executive Management ...l Centers (OFCs) MiFID and the USA MiFID and the Reg NMS: Similarities and differences between the Regulation for National Market System (Reg NMS) in the United States and the MiFID in EU E. MiFID and Alternative Investments MiFID and Hedge Funds Sophisticated onshore and offshore legal structures Minimizing regulatory, operational and compliance risks We will discuss how countries and  more...

Markets in Financial Instruments Directive (MiFID) Training and Presentations ... MiFID and the USA * MiFID and the Reg NMS: Similarities and differences between the Regulation for National Market System (Reg NMS) in the United States and the MiFID in EU MiFID and other Directives * Interaction between MiFID and other regulatory initiatives * MiFID, Basel ii and the Capital Requirements Directive * MiFID and the 8th Company  more...

Moving from Managing to Leading It sounds easy to move from managing to leading, and for some it seems like the same job only with more pay. But the differences are significant. This class will discuss the differences as well as the similarities between a manager and a leader. There is an exercise on how to determine whether you are better in a manager capacity or if you are ready to move on to leadership.  more...