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Provided by: Lorman Education Services Human Resource Audits: Auditing Your Procedures, Documentation and Policies |
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This seminar will be presented by Victor O. Cardwell, Esq., Daniel C. Summerlin, Esq., and Thomas M. Winn III, Esq.
8:00 am - 8:30 am Registration
8:30 am - 8:40 am Overview
8:40 am - 9:00 am Preparing for an HR Audit
- What Is an HR Audit?
- Who Should Do the Audit?
- Protecting the Results
9:00 am - 10:05 am Methods and Tools for Conducting an Audit
- Forms
- Software
- Online Resources
10:05 am - 10:15 am Break
10:15 am - 12:15 pm Substantive Areas for Audit
- Hiring
- Application
- Interview Questions and Training
- Job Offers
- Offer Letter
- Employment Agreements
- Reference and Background Checks
- I-9 Compliance
- What Is Required?
- Common Mistakes
- Procedures
- Wage and Hour
- Exemptions From Overtime
- Recording Hours
- Paid Time
- Final Paycheck
- Employee Handbook
- Preserving Employment at Will
- Consistency With Practice
- Required and Recommended Policies
- Employee Receipt
- EEO and Anti-Harassment
- Policies
- Training
12:15 pm - 1:15 pm Lunch (On Your Own)
1:15 pm - 2:20 pm Hands-On Demonstration of the Audit Procedure (Bring Your Company's Sexual Harassment Policy for a Self-Audit)
2:20 pm - 4:00 pm Substantive Areas for Audit (Continued)
(Break 3:00 pm - 3:10 pm)
- FMLA Compliance
- ADA Compliance
- State and Local Laws
- Discipline and Performance Reviews
- Forms
- Training
- Employee Validation
- Termination
- Mechanics
- Severance Packages
- Releases
4:00 pm - 4:30 pm Audit Action Plan
- What to Do Next?
- Wrap-Up Questions and Answers

