Compliance LLC
Compliance LLC is a leading provider of Basel ii, Sarbanes-Oxley, MiFID, FSAP and compliance training, executive coaching and consulting to 36 countries.
The European Sarbanes Oxley (8th Company Law Directive, E-SOX)
The Japanese Sarbanes Oxley (Financial Instruments and Exchange Law, J-SOX)
The Solvency ii and Reinsurance directives
The UCITS iii directive
Compliance for Hedge Funds, Alternative Investments, Structured Products and Securitization
The European Union's Financial Services Action Plan (FSAP), and other Acts, Directives, Regulations
Our Policy
Fixed fees, fixed terms. You know the exact final cost. Everything is included in this price (expenses, flights, tax etc.). There is no exception you know exactly the cost. Consulting or training, it will never cost more.
Example: For George Lekatis, General Manager and Chief Compliance Consultant of Compliance LLC, fee for training in most places in Europe, Asia and America:
US$ 9,800 for 1 day
US$ 11,800 for 2 days
US$ 13,800 for 3 days
US$ 15,800 for 4 days
US$ 17,800 for 5 days
This is the final cost. This fee includes tax, expenses, hotels, flights, everything. 50 due 20 days before the first day of the class / event and 50 due the last day
For other trainers, consultants and attorneys the fee may be different.
George Lekatis is the General Manager and Chief Compliance Consultant of Compliance LLC. George has more than 17,000 hours experience as a professional speaker and seminar leader. He has worked for more than 11 years as a management consultant and educator and has demonstrated exceptional presentation and communication skills.
George has worked as director of network security and computer forensics and IT director. He has designed, reviewed and implemented IT, security and compliance solutions for companies and organizations of the public and the private sector.
A recognized expert, George has lectured several times at many international conferences, and led seminars in the United States of America, Europe and Asia. He has created a flexible Awareness and Training Compliance curriculum providing learning paths individually suited to the needs of each sector of organizations (board, executive management, IT and information security, sales and marketing, process owners, employees). George is the president of the Basel ii Compliance Professionals Association (www.basel-ii-association.com)
George Lekatis is an expert witness, qualified to investigate and testify about best practices, standards, Sarbanes-Oxley and Basel ii compliance, due care and due diligence.
George is Mathematician, Certified Information Systems Security Professional (CISSP), Steganography Investigator, Internet Security Systems (ISS) Certified in Internet Scanner, Database Scanner and System Scanner, Checkpoint Certified Security Administrator (CCSA), Microsoft Certified System Engineer certified in Windows NT and Windows 2000 (MCSE), Microsoft Certified Trainer (MCT).
Specialties:
Risk and Compliance Training and Consulting: Basel ii Capital Accord, MiFID (Markets in Financial Services Directive), the US Sarbanes-Oxley Act, the European Sarbanes-Oxley (8th Company Law Directive, E-SOX), the Japanese Sarbanes-Oxley (Financial Instruments and Exchange Law, J-SOX), the European Union's Financial Services Action Plan (FSAP), Solvency ii and the Reinsurance Directive.
Basel ii Training
Courses designed to provide with the knowledge and skills needed to understand and support Basel ii compliance.
www.basel-ii-training.com
Basel ii Training for the Board of Directors
The members of the Board of Directors not only need to exercise oversight, but also to direct the organization to use Basei ii compliance as a competitive advantage.
www.basel-ii-board-directors.com
Capital Requirements Directive Training
Courses designed to provide with the knowledge and skills for the implementation of Basel ii in the European Union
www.capital-requirements-directive-training.com
Basel ii Accord
(Information and documents used in our compliance training classes)
Basel ii: The sections of the accord in an easy to read format.
www.basel-ii-accord.com
Capital Requirements Directive
(Information and documents used in our compliance training classes)
The common framework for the implementation of Basel ii in the European Union. The directive in an easy to read format.
www.capital-requirements-directive.com
Basel iii Accord
(Information and documents used in our compliance training classes)
Basel iii: What is wrong in Basel ii What will be included in the even more sensitive accord, Basel iii.
www.basel-iii-accord.com
Basel ii, Structured Products and Securitization
(Information and documents used in our compliance training classes)
Basel II and the securitization markets. What is different. The efforts to minimize exposure to sub-investment grade tranches, to avoid the significant amount of regulatory capital banks have to hold
www.basel-ii-securitization.com
B. Sarbanes Oxley
Sarbanes Oxley Training
Courses designed to provide with the knowledge and skills needed to understand and support Sarbanes-Oxley compliance.
www.sarbanes-oxley-training.com
J-SOX Training in Japan
Course: "From SOX to J-SOX: Lessons Learned from the Implementation of Sarbanes Oxley Act in the USA and the World"
www.j-sox-training.com
Sarbanes Oxley Act
(Information and documents used in our compliance training classes)
Sarbanes-Oxley Compliance: The Act in an easy to read format, Auditing Standards, resources.
www.sarbanes-oxley-act.biz
C. EU - Financial Services Action Plan
MiFID Training
Training and Presentations. From the four-level approach (the Lamfalussy process) to the MiFID implementation, the differences and the opportunities for competitive advantage in the EU and offshore.
www.mifid-training.net
MiFID Training for the Board of Directors
The members of the Board of Directors not only need to exercise oversight, but also to direct the organization to use the Markets in Financial Services Directive (MiFID) compliance as a competitive advantage.
www.mifid-board-directors.com
Risk Committee Training
Presentations and training for the Risk Committee of the Board of Directors, that increase awareness and effectiveness. Special consideration is given to the new need to provide evidence and keep records and documents for years, and to new regulatory and legal obligations.
www.risk-committee-training.com
8th Company Law Training
The European Sarbanes Oxley: Similarities and differences between 8th Company Law Directive of the European Union and the Sarbanes-Oxley Act of the USA. Implementation and compliance training and presentations.
www.8th-company-law-training.com
Solvency ii Training
Courses and presentations designed to provide with the knowledge and skills needed to understand and support compliance with the Solvency ii and the Reinsurance directives of the European Union. The implementation of the Solvency II regime can benefit greatly from the experience and lessons learned during the Basel II projects in the world.
www.solvency-ii-training.com
Reinsurance Directive Training
Courses and presentations designed to provide with the knowledge and skills needed to understand and support compliance with the Reinsurance Directive of the European Union.
www.reinsurance-directive-training.com
Hedge Funds Compliance Training
Hedge Funds, Collective Investments, Structured Products, and the directives of the European Union. UCITS iii, MiFID, 8th Company Law, Capital Requirements Directive, legal structures, marketing of funds, management and administration at the 30 countries of the European Economic Area
www.hedge-funds-compliance.com
Financial Conglomerates Directive Training and Presentations
We can help your organization understand better the Financial Conglomerates Directive in the context of the Financial Services Action Plan of the European Union.
Common elements with the Capital Requirements Directive (Basel ii in the EU) and the Financial Services Action Plan.
www.financial-conglomerates-directive.com/Presentations.htm
UCITS iii training
From the Management Directive and the Product Directive, to UCITS iii compliant funds, sophisticated UCITS, hedge funds and alternative investments, onshore and offshore legal structures and products authorized under different regimes.
www.ucits-iii-training.com
European Exchange Traded Funds Training (ETFs)
UCITS iii and MiFID Training and Presentations. Providing Financial Services to the European Clients, Training and Presentations. ETFs based on alternative assets such as commodities with UCITS iii status. ETFs that are UCITS iii compliant domiciled in EEA countries.
www.etf-training.com
The Financial Services Action Plan
There are 42 original measures: Some are non-legislative, a few are regulations, and there are almost 30 directives. Over 20 of the original measures are likely to affect the financial sector.
www.financial-services-action-plan.com
The Markets in Financial Instruments Directive (MiFID)
(Information and documents used in our compliance training classes)
MiFID is a very important part of the European Union's Financial Services Action Plan. The directive in an easy to read format.
www.markets-in-financial-instruments-directive.com
European Savings Tax Directive (ESD)
(Information and documents used in our compliance training classes)
Tax competition and the European Union. The G-7 and the offshore financial centers (OFCs). Basel ii and the European Savings Tax Directive (ESD). The directive in an easy to read format.
www.savings-tax-directive.com
European Savings Tax Directive Training and Presentations
The Savings Tax Directive in the context of the Financial Services Action Plan of the European Union.
The tax competition: Higher-tax nations and the offshore financial centers. From the "automatic exchange of information" option to the
"withholding tax" option. Opportunities for a competitive advantage.
www.savings-tax-directive.com/Presentations.htm
The 8th Company Law Directive
(Information and documents used in our compliance training classes)
The 8th Company Law Directive is similar to the US Sarbanes Oxley Act. This directive is called the European Sarbanes Oxley. Although there are important similarities, there are also very important differences.
The directive in an easy to read format.
www.8th-company-law-directive.com
European Sarbanes Oxley
(Information and documents used in our compliance training classes)
After the US Sarbanes-Oxley Act, we have the Japanese Sarbanes-Oxley Act (J-SOX) and the European Sarbanes Oxley Act (8th Directive in the context of the European Union s Financial Services Action Plan).
www.european-sarbanes-oxley.com
Financial Conglomerates Directive
(Information and documents used in our compliance training classes)
The Financial Conglomerates Directive tries to introduce supplementary supervision of financial conglomerates on a group-wide basis, in addition to both the prudential supervision of regulated entities on a standalone basis and consolidated supervision on a sectoral basis.
The directive in an easy to read format.
www.financial-conglomerates-directive.com
The EU Reinsurance Directive
(Information and documents used in our compliance training classes)
Reinsurance allows direct insurance undertakings have a higher underwriting capacity and reduce their capital costs. The Directive forms part of the European Union s Financial Services Action Plan, which aims to create a single market in financial services in the European Union.
www.reinsurance-directive.com
UCITS iii
(Information and documents used in our compliance training classes)
UCITS stands for Undertakings for Collective Investments in Transferable Securities
The UCITS iii directive consists of two directives that regulate funds sold across the EEA
www.ucits-iii.com
European Exchange Traded Funds (ETFs)
(Information and documents used in our compliance training classes)
In the European Economic Area many Exchange Traded Funds are traded as cross border UCITS iii funds. Compliance and acknowledgement of the UCITS status is of paramount importance for the freedom to provide services in all 30 countries of the EEA
www.european-exchange-traded-funds.com
Risk Committee of the Board of Directors
(Information and documents used in our compliance training classes)
The Board of Directors has risk management responsibilities that are defined not only by best practices and guidelines, but also by laws and regulations. The Risk Committee must assist the Boards in assessing the risks to which the organization is exposed.
www.risk-committee.com
D. Other Web Sites
Board of Directors Compliance Training
Risks to serving directors have risen exponentially after the new Basel Capital Accord, the US Sarbanes Oxley Act, the European Sarbanes Oxley (8th Company Law Directive), the Japanese Sarbanes Oxley (Financial Instruments and Exchange Law, J-SOX), the European Union's Financial services Action Plan that includes MiFID (Markets in Financial Services Directive.
www.board-of-directors-compliance-training.com
Off Balance Sheet
(Information and documents used in our compliance training classes)
From Enron and BCCI, to the Sarbanes-Oxley Act and Basel ii.
Off Balance Sheet Entities and items. If a company has an asset or a liability, and it's not on the balance sheet, then where is it?
www.off-balance-sheet.com
Compliance Training
(Information and documents used in our compliance training classes)
The European union's Data Protection Directive, Information Security Training.
www.compliance-training.net
Legal Risk and Compliance Research Project
(Information and documents used in our compliance training classes)
Legal Risk: The Achilles Heel of Corporate Governance.
www.legal-risk.com
Asbestos and Mesothelioma Research Project
(Information and documents used in our compliance training classes)
Asbestos and Mesothelioma Lawsuits and Settlements.
The Legal Risk: A Case Study
www.mesothelioma-and-asbestos.org
Compliance and Outsourcing Research Project
(Information and documents used in our compliance training classes)
Outsourcing was a way to reduce cost. Outsourcing becomes a way to transfer compliance
Outsourcing after Basel ii, Sarbanes-Oxley, and the European Union's Financial Services Action Plan.
www.compliance-and-outsourcing.com
Every single "personal branding expert" recommends membership to professional associations. At every stage of your education, training, and career, the Basel ii Compliance Professionals Association provides information and services you can use.
www.basel-ii-association.com
Membership in the Sarbanes Oxley Compliance Professionals Association makes you stand out from the crowd. You prove that you are a professional who cares, learns, and belongs to a global community of professionals. Benefits, resources, jobs.
www.sarbanes-oxley-association.com
Compliance LLC
Compliance LCC is a leading provider of Basel ii, Sarbanes Oxley, MiFID and the European Union's Financial Services Action Plan training, executive coaching and consulting in more that 30 countries
www.compliance-llc.com
Solvency ii Training and Presentations : Course Title
Preparing for the Solvency ii and the Reinsurance directives: Implementation and Compliance Training
Objectives:
The seminar has been designed to provide with the knowledge and skills needed to understand and support compliance with both, the Solvency ii and the Reinsurance directives
Target Audience:
This course is intended for managers and professionals from:
* Compliance
* Legal
* Risk Management
* Internal Audit
* Errors more...
Basel ii: The new challenges for the Banking Supervisors : Objectives:
This course has been designed to help professionals working for regulatory bodies and supervisory agencies understand their new challenges and responsibilities after Basel ii
Target Audience:
This course is intended for regulatory bodies and supervisory agencies. It is highly recommended for the board of directors and executive management of banks and financial organizations, in order to understand what they will have to prove to their supervisors.
Duration:
One Day, 09:00 to 17:00.
Sarbanes Oxley and Basel II Compliance Training : Objectives:
The seminar has been designed to with the knowledge and skills needed to understand and support Sarbanes Oxley and Basel II compliance.
Target Audience:
This course is recommended for all managers and professionals who need to understand and speak the specialized languages of Sarbanes Oxley and Basel compliance, which must become the common language throughout their organization.
This course is highly recommended for:
C Level Executives
IT and more...
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