Compliance LLC |
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Compliance LLC is a leading provider of risk and compliance training, executive coaching and consulting in 36 countries.
You may find all the necessary information at
www. compliance-llc. com
Distance Learning and Online Certification:
http://www. compliance-llc. com/ Distance_Learning_Online_Certification. htm
Compliance LLC, Areas of expertise:
Risk and Compliance Training
Training for the Board of Directors
The Solvency ii Directive
The Basel ii Capital Accord
Compliance for Hedge Funds
The US Sarbanes-Oxley Act
The European Sarbanes Oxley (E-SOX)
The Japanese Sarbanes Oxley (J-SOX)
The EU Financial Services Action Plan
The UCITS iii Directive of the EU
The MiFID Directive of the EU (Markets in Financial Instruments Directive).
Web sites include:
A. Basel ii and Solvency ii
Basel ii Training
Courses designed to provide with the knowledge and skills needed to understand and support Basel ii compliance.
www. basel-ii-training. com
Every single "personal branding expert" recommends membership to professional associations. At every stage of your education, training, and career, the Basel ii Compliance Professionals Association provides information and services you can use. 15 of the best headhunters of the world are members of our association and add the members in their database, so you may have new opportunities.
www. basel-ii-association. com
Solvency ii Training
Courses and presentations designed to provide with the knowledge and skills needed to understand and support compliance with the Solvency ii and the Reinsurance directives of the European Union.
The implementation of the Solvency II regime can benefit greatly from the experience and lessons learned during the Basel II projects in the world.
www. solvency-ii-training. com
Solvency ii Association
The new directive of the European Union for the Insurance sector.
15 of the best headhunters of the world are members of our association and add the members in their database, so you may have new opportunities.
www. solvency-ii-association. com
Basel ii Accord
(Information and documents used in our compliance training classes)
Basel ii: The sections of the accord in an easy to read format.
www. basel-ii-accord. com
Basel ii Compliance Portal
Information about the Basel ii Accord and market, the challenges and the opportunities: What is Basel ii, the Accord, the BIS, the BCBS, Operational Risk, Market Risk, Credit Risk, Securitization, Liquidity Risk, Basel ii Association, Certification, Jobs, Forum, Software, Books, Basel ii and Hedge Funds, Basel ii Offshore, Basel iii
www. basel-2. org
Capital Requirements Directive
(Information and documents used in our compliance training classes)
The common framework for the implementation of Basel ii in the European Union. The directive in an easy to read format.
www. capital-requirements-directive. com
Capital Requirements Directive Training
Courses designed to provide with the knowledge and skills for the implementation of Basel ii in the European Union
www. capital-requirements-directive-training. com
Basel iii Accord
(Information and documents used in our compliance training classes)
Basel iii: What is wrong in Basel ii What will be included in the even more sensitive accord, Basel iii.
www. basel-iii-accord. com
Basel 3 Compliance Portal
Under Construction. Collection of documents and information about Basel 3. Future needs, jobs, challenges and opportunities.
www. Basel-3. org
Basel ii, Structured Products and Securitization
(Information and documents used in our compliance training classes)
Basel II and the securitization markets. What is different. The efforts to minimize exposure to sub-investment grade tranches, to avoid the significant amount of regulatory capital banks have to hold
www. basel-ii-securitization. com
The EU Reinsurance Directive
(Information and documents used in our compliance training classes)
Reinsurance allows direct insurance undertakings have a higher underwriting capacity and reduce their capital costs. The Directive forms part of the European Union s Financial Services Action Plan, which aims to create a single market in financial services in the European Union.
www. reinsurance-directive. com
Reinsurance Directive Training
Courses and presentations designed to provide with the knowledge and skills needed to understand and support compliance with the Reinsurance Directive of the European Union.
www. reinsurance-directive-training. com
B. Risk and Compliance
International Association of Risk and Compliance Professionals (IARCP)
The IARCP offers two certified training courses:
A. Certified Risk and Compliance Professional (CRCP) - Prep Course (5 days)
B. Information Systems Risk and Compliance Professional (ISRCP) - Prep Course (5 days), that lead to the certifications:
A. Certified Risk and Compliance Professional (CRCP)
B. Information Systems Risk and Compliance Professional (ISRCP)
Membership is free.
www. risk-compliance-association. com
Compliance Officer
Sarbanes Oxley Compliance, Basel ii Compliance, Hedge Funds, Alternative Investments, HIPAA Compliance, Compliance and the EU, AML Compliance, Insider Trading, PCI Compliance, Privacy and Compliance, Gramm-Leach-Bliley Act (GLBA) Compliance, UK FSA Compliance, FISMA Compliance, Compliance and the Board, Ethics and code of conduct, Chief Compliance Officer, Environmental Compliance, Compliance Jobs, Compliance Software, Training, Books, Certification, Forums
www. compliance-officer. org
Chief Compliance Officer
The role of the Chief Compliance Officer, Challenges for the Chief Compliance Officer, Books for the Chief Compliance Officer, Chief Compliance Officer Jobs, Training, Forums
www. chief-compliance-officer. org
Risk Officer
The Role of the Risk Officer.
Credit, Market, Operational, Reputational, Legal Risk
Training, Certification, Associations, Jobs, Books for the Risk Officer
www. risk-officer. com
Chief Risk Officer
The new evolving role of the Chief Risk Officer.
Training, Certification, Associations, Jobs, Books for the Chief Risk Officer
www. chief-risk-officer. com
Compliance Training Portal
Sarbanes Oxley Compliance Training, MiFID Training, Basel ii Compliance Training, Capital Requirements Directive Training, Compliance Training for the Board, E-SOX Training, Compliance Training for the Risk Committee, J-SOX Training, HIPAA Training, Solvency ii Training, AML Training, UCITS III Training, PCI Training, Arbitrage Training, OSHA compliance training, Compliance Training for Hedge Funds, Ethics and Code of Conduct Training, CISSP Training, Compliance Training Books
www. compliance-training. net
C. Training for the Board of Directors
The International Association of Potential, New and Sitting Members of the Board of Directors (IAMBD) offers two certified courses and two certifications:
The certified courses are:
A. Certified Member of the Board of Directors (CMBD) - Prep Course (3 days)
B. Certified Member of the Risk Committee of the Board of Directors (CMRBD) - Prep Course (2 days), that lead to two certifications:
A. Certified Member of the Board of Directors (CMBD)
B. Certified Member of the Risk Committee of the Board of Directors (CMRBD)
Membership is free.
www. members-of-the-board-association. com
Board of Directors Compliance Training
Risks to serving directors have risen exponentially after the new Basel Capital Accord, the US Sarbanes Oxley Act, the European Sarbanes Oxley (8th Company Law Directive), the Japanese Sarbanes Oxley (Financial Instruments and Exchange Law, J-SOX), the European Union's Financial services Action Plan that includes MiFID (Markets in Financial Services Directive.
www. board-of-directors-compliance-training. com
Risk Committee of the Board of Directors
(Information and documents used in our compliance training classes)
The Board of Directors has risk management responsibilities that are defined not only by best practices and guidelines, but also by laws and regulations. The Risk Committee must assist the Boards in assessing the risks to which the organization is exposed.
www. risk-committee. com
Risk Committee Training
Presentations and training for the Risk Committee of the Board of Directors, that increase awareness and effectiveness. Special consideration is given to the new need to provide evidence and keep records and documents for years, and to new regulatory and legal obligations.
www. risk-committee-training. com
Basel ii Training for the Board of Directors
The members of the Board of Directors not only need to exercise oversight, but also to direct the organization to use Basei ii compliance as a competitive advantage.
www. basel-ii-board-directors. com
MiFID Training for the Board of Directors
The members of the Board of Directors not only need to exercise oversight, but also to direct the organization to use the Markets in Financial Services Directive (MiFID) compliance as a competitive advantage.
www. mifid-board-directors. com
D. Hedge Funds
International Association of Hedge Funds Professionals (IAHFP)
For hedge funds managers, administrators, analysts, mathematicians, consultants, product developers, and reporting, tax, pr, sales and marketing professionals.
We have to explain to the world what hedge funds professionals and their consultants do in order to make money. The challenges, the difficulties, the risks, the nights without sleep, the tension.
www. hedge-funds-association. com
Hedge Funds Portal
What is a Hedge Fund, Hedge Funds Compliance, Hedge Fund Managers, Hedge Fund Management, Hedge Funds Association, Certification, Strategies, Jobs, Software, Books, Forums
www. hedge-fund-manager. net
Hedge Funds Compliance Training
Hedge Funds, Collective Investments, Structured Products, and the directives of the European Union. UCITS iii, MiFID, 8th Company Law, Capital Requirements Directive, legal structures, marketing of funds, management and administration at the 30 countries of the European Economic Area
www. hedge-funds-compliance. com
Alternative Investments Portal
What is an Alternative Investment, Commodity Trading, Private Equity, Venture Capital, Commodity Futures, Commodity Exchanges, Financial Derivatives, Collectors and Hobbyists, Investing in Art, Wine Investment, Absolute Return Funds, Alternative Investment Books, Financial Derivatives Books, Alternative Investment Jobs, Forum, Association, Software
www. alternative-investment-market. net
Regulatory Arbitrage
Regulatory Arbitrage is the practice of taking advantage of a regulatory difference between two or more markets.
Our key goal is to generate alpha, excess return over market performance. Alpha has always to do with the skills of the hedge fund manager. Skill-based investing makes the real difference.
www. regulatory-arbitrage. com
Anti-Algorithmic Trading
Algorithmic trading is the use of computer systems, programs and advanced mathematical models for entering trading orders. More and more often algorithms, not humans decide on aspects such as the timing, price and the quantity of orders.
Trading is very similar to war, and information is always a weapon.
www. anti-algorithmic-trading. com
Hedge Fund Club
An adventure into the world of hedge funds and money management, for the children of Very High Net Worth Individuals. Customized, individualized, hands-on, one-on-one training.
www. hedge-funds-club. com
E. Sarbanes Oxley, ESOX, JSOX
Sarbanes Oxley Training
Courses designed to provide with the knowledge and skills needed to understand and support Sarbanes-Oxley compliance.
www. sarbanes-oxley-training. com
Sarbanes Oxley Compliance Portal
Information about the Sarbanes Oxley Act and market, the challenges and the opportunities: What is Sarbanes Oxley, the Act, Sarbanes Oxley 404, 302, Association, Certification, Jobs, Forum, Software, Books, E-SOX, J-SOX
www. sarbanes-oxley-compliance. org
J-SOX Training in Japan
Course: "From SOX to J-SOX: Lessons Learned from the Implementation of Sarbanes Oxley Act in the USA and the World"
www. j-sox-training. com
Sarbanes Oxley Act
(Information and documents used in our compliance training classes)
Sarbanes-Oxley Compliance: The Act in an easy to read format, Auditing Standards, resources.
www. sarbanes-oxley-act. biz
Membership in the Sarbanes Oxley Compliance Professionals Association makes you stand out from the crowd. You prove that you are a professional who cares, learns, and belongs to a global community of professionals. Benefits, resources, jobs. 15 of the best headhunters of the world are members of our association and add the members in their database, so you may have new opportunities.
www. sarbanes-oxley-association. com
The 8th Company Law Directive
(Information and documents used in our compliance training classes)
The 8th Company Law Directive is similar to the US Sarbanes Oxley Act. This directive is called the European Sarbanes Oxley. Although there are important similarities, there are also very important differences.
The directive in an easy to read format.
www. 8th-company-law-directive. com
European Sarbanes Oxley
(Information and documents used in our compliance training classes)
After the US Sarbanes-Oxley Act, we have the Japanese Sarbanes-Oxley Act (J-SOX) and the European Sarbanes Oxley Act (8th Directive in the context of the European Union s Financial Services Action Plan).
www. european-sarbanes-oxley. com
8th Company Law Training
The European Sarbanes Oxley: Similarities and differences between 8th Company Law Directive of the European Union and the Sarbanes-Oxley Act of the USA. Implementation and compliance training and presentations.
www. 8th-company-law-training. com
F. Financial Services Action Plan of the EU
Financial Services to European Clients
Providing Financial Services to the European Clients - For banks and financial organizations of non- EEA countries
Opportunities for regulatory arbitrage and competitive advantage for banks, financial organizations, hedge funds, collective investment firms and SIVs of countries outside the European Economic Area.
www. european-client. com
The Financial Services Action Plan
There are 42 original measures: Some are non-legislative, a few are regulations, and there are almost 30 directives. Over 20 of the original measures are likely to affect the financial sector.
www. financial-services-action-plan. com
The Markets in Financial Instruments Directive (MiFID)
(Information and documents used in our compliance training classes)
MiFID is a very important part of the European Union's Financial Services Action Plan. The directive in an easy to read format.
www. markets-in-financial-instruments-directive. com
MiFID Training
Training and Presentations. From the four-level approach (the Lamfalussy process) to the MiFID implementation, the differences and the opportunities for competitive advantage in the EU and offshore.
www. mifid-training. net
European Savings Tax Directive (ESD)
(Information and documents used in our compliance training classes)
Tax competition and the European Union. The G-7 and the offshore financial centers (OFCs). Basel ii and the European Savings Tax Directive (ESD). The directive in an easy to read format.
www. savings-tax-directive. com
Financial Conglomerates Directive
(Information and documents used in our compliance training classes)
The Financial Conglomerates Directive tries to introduce supplementary supervision of financial conglomerates on a group-wide basis, in addition to both the prudential supervision of regulated entities on a standalone basis and consolidated supervision on a sectoral basis.
The directive in an easy to read format.
www. financial-conglomerates-directive. com
UCITS iii training
From the Management Directive and the Product Directive, to UCITS iii compliant funds, sophisticated UCITS, hedge funds and alternative investments, onshore and offshore legal structures and products authorized under different regimes.
www. ucits-iii-training. com
European Exchange Traded Funds (ETFs)
(Information and documents used in our compliance training classes)
In the European Economic Area many Exchange Traded Funds are traded as cross border UCITS iii funds. Compliance and acknowledgement of the UCITS status is of paramount importance for the freedom to provide services in all 30 countries of the EEA
www. european-exchange-traded-funds. com
European Exchange Traded Funds Training (ETFs)
UCITS iii and MiFID Training and Presentations. Providing Financial Services to the European Clients, Training and Presentations. ETFs based on alternative assets such as commodities with UCITS iii status. ETFs that are UCITS iii compliant domiciled in EEA countries.
www. etf-training. com
UCITS iii
(Information and documents used in our compliance training classes)
UCITS stands for Undertakings for Collective Investments in Transferable Securities
The UCITS iii directive consists of two directives that regulate funds sold across the EEA
www. ucits-iii. com
G. Other Web Sites
Compliance LLC
Compliance LCC is a leading provider of Basel ii, Sarbanes Oxley, MiFID and the European Union's Financial Services Action Plan training, executive coaching and consulting in more that 30 countries
www. compliance-llc. com
Off Balance Sheet
(Information and documents used in our compliance training classes)
From Enron and BCCI, to the Sarbanes-Oxley Act and Basel ii.
Off Balance Sheet Entities and items. If a company has an asset or a liability, and it's not on the balance sheet, then where is it?
www. off-balance-sheet. com
Legal Risk and Compliance Research Project
(Information and documents used in our compliance training classes)
Legal Risk: The Achilles Heel of Corporate Governance.
www. legal-risk. com
Asbestos and Mesothelioma Research Project
(Information and documents used in our compliance training classes)
Asbestos and Mesothelioma Lawsuits and Settlements.
The Legal Risk: A Case Study
www. mesothelioma-and-asbestos. org
Our Online Stock Trading and Investing Pages
Our Choice: Spread betting and Contracts For Differences. More risks, more opportunities. Spread betting has no stamp duty to pay and there is no tax on capital gains. We can sell short, and we can use leverage.
www. online-stock-investing. net
Our Business Traveler Pages
We just want to say Thank You to the hotels and airlines that were exceptional. Without them, we could never do our best for our clients.
www. travel-for-business. com
Compliance and Outsourcing Research Project
(Information and documents used in our compliance training classes)
Outsourcing was a way to reduce cost. Outsourcing becomes a way to transfer compliance
Outsourcing after Basel ii, Sarbanes-Oxley, and the European Union's Financial Services Action Plan.
www. compliance-and-outsourcing. com
Compliance LLC is based in Wilmington, DE, USA
You may find all the necessary information at
www. compliance-llc. com
Distance Learning and Online Certification:
http://www. compliance-llc. com/ Distance_Learning_Online_Certification. htm
Web sites
A. Basel ii and Solvency ii
Basel ii Training
Courses designed to provide with the knowledge and skills needed to understand and support Basel ii compliance.
www. basel-ii-training. com
Every single "personal branding expert" recommends membership to professional associations. At every stage of your education, training, and career, the Basel ii Compliance Professionals Association provides information and services you can use. 15 of the best headhunters of the world are members of our association and add the members in their database, so you may have new opportunities.
www. basel-ii-association. com
Solvency ii Training
Courses and presentations designed to provide with the knowledge and skills needed to understand and support compliance with the Solvency ii and the Reinsurance directives of the European Union.
The implementation of the Solvency II regime can benefit greatly from the experience and lessons learned during the Basel II projects in the world.
www. solvency-ii-training. com
Solvency ii Association
The new directive of the European Union for the Insurance sector.
15 of the best headhunters of the world are members of our association and add the members in their database, so you may have new opportunities.
www. solvency-ii-association. com
Basel ii Accord
(Information and documents used in our compliance training classes)
Basel ii: The sections of the accord in an easy to read format.
www. basel-ii-accord. com
Basel ii Compliance Portal
Information about the Basel ii Accord and market, the challenges and the opportunities: What is Basel ii, the Accord, the BIS, the BCBS, Operational Risk, Market Risk, Credit Risk, Securitization, Liquidity Risk, Basel ii Association, Certification, Jobs, Forum, Software, Books, Basel ii and Hedge Funds, Basel ii Offshore, Basel iii
www. basel-2. org
Capital Requirements Directive
(Information and documents used in our compliance training classes)
The common framework for the implementation of Basel ii in the European Union. The directive in an easy to read format.
www. capital-requirements-directive. com
Capital Requirements Directive Training
Courses designed to provide with the knowledge and skills for the implementation of Basel ii in the European Union
www. capital-requirements-directive-training. com
Basel iii Accord
(Information and documents used in our compliance training classes)
Basel iii: What is wrong in Basel ii What will be included in the even more sensitive accord, Basel iii.
www. basel-iii-accord. com
Basel 3 Compliance Portal
Under Construction. Collection of documents and information about Basel 3. Future needs, jobs, challenges and opportunities.
www. Basel-3. org
Basel ii, Structured Products and Securitization
(Information and documents used in our compliance training classes)
Basel II and the securitization markets. What is different. The efforts to minimize exposure to sub-investment grade tranches, to avoid the significant amount of regulatory capital banks have to hold
www. basel-ii-securitization. com
The EU Reinsurance Directive
(Information and documents used in our compliance training classes)
Reinsurance allows direct insurance undertakings have a higher underwriting capacity and reduce their capital costs. The Directive forms part of the European Union s Financial Services Action Plan, which aims to create a single market in financial services in the European Union.
www. reinsurance-directive. com
Reinsurance Directive Training
Courses and presentations designed to provide with the knowledge and skills needed to understand and support compliance with the Reinsurance Directive of the European Union.
www. reinsurance-directive-training. com
B. Risk and Compliance
International Association of Risk and Compliance Professionals (IARCP)
The IARCP offers two certified training courses:
A. Certified Risk and Compliance Professional (CRCP) - Prep Course (5 days)
B. Information Systems Risk and Compliance Professional (ISRCP) - Prep Course (5 days), that lead to the certifications:
A. Certified Risk and Compliance Professional (CRCP)
B. Information Systems Risk and Compliance Professional (ISRCP)
Membership is free.
www. risk-compliance-association. com
Compliance Officer
Sarbanes Oxley Compliance, Basel ii Compliance, Hedge Funds, Alternative Investments, HIPAA Compliance, Compliance and the EU, AML Compliance, Insider Trading, PCI Compliance, Privacy and Compliance, Gramm-Leach-Bliley Act (GLBA) Compliance, UK FSA Compliance, FISMA Compliance, Compliance and the Board, Ethics and code of conduct, Chief Compliance Officer, Environmental Compliance, Compliance Jobs, Compliance Software, Training, Books, Certification, Forums
www. compliance-officer. org
Chief Compliance Officer
The role of the Chief Compliance Officer, Challenges for the Chief Compliance Officer, Books for the Chief Compliance Officer, Chief Compliance Officer Jobs, Training, Forums
www. chief-compliance-officer. org
Risk Officer
The Role of the Risk Officer.
Credit, Market, Operational, Reputational, Legal Risk
Training, Certification, Associations, Jobs, Books for the Risk Officer
www. risk-officer. com
Chief Risk Officer
The new evolving role of the Chief Risk Officer.
Training, Certification, Associations, Jobs, Books for the Chief Risk Officer
www. chief-risk-officer. com
Compliance Training Portal
Sarbanes Oxley Compliance Training, MiFID Training, Basel ii Compliance Training, Capital Requirements Directive Training, Compliance Training for the Board, E-SOX Training, Compliance Training for the Risk Committee, J-SOX Training, HIPAA Training, Solvency ii Training, AML Training, UCITS III Training, PCI Training, Arbitrage Training, OSHA compliance training, Compliance Training for Hedge Funds, Ethics and Code of Conduct Training, CISSP Training, Compliance Training Books
www. compliance-training. net
C. Training for the Board of Directors
The International Association of Potential, New and Sitting Members of the Board of Directors (IAMBD) offers two certified courses and two certifications:
The certified courses are:
A. Certified Member of the Board of Directors (CMBD) - Prep Course (3 days)
B. Certified Member of the Risk Committee of the Board of Directors (CMRBD) - Prep Course (2 days), that lead to two certifications:
A. Certified Member of the Board of Directors (CMBD)
B. Certified Member of the Risk Committee of the Board of Directors (CMRBD)
Membership is free.
www. members-of-the-board-association. com
Board of Directors Compliance Training
Risks to serving directors have risen exponentially after the new Basel Capital Accord, the US Sarbanes Oxley Act, the European Sarbanes Oxley (8th Company Law Directive), the Japanese Sarbanes Oxley (Financial Instruments and Exchange Law, J-SOX), the European Union's Financial services Action Plan that includes MiFID (Markets in Financial Services Directive.
www. board-of-directors-compliance-training. com
Risk Committee of the Board of Directors
(Information and documents used in our compliance training classes)
The Board of Directors has risk management responsibilities that are defined not only by best practices and guidelines, but also by laws and regulations. The Risk Committee must assist the Boards in assessing the risks to which the organization is exposed.
www. risk-committee. com
Risk Committee Training
Presentations and training for the Risk Committee of the Board of Directors, that increase awareness and effectiveness. Special consideration is given to the new need to provide evidence and keep records and documents for years, and to new regulatory and legal obligations.
www. risk-committee-training. com
Basel ii Training for the Board of Directors
The members of the Board of Directors not only need to exercise oversight, but also to direct the organization to use Basei ii compliance as a competitive advantage.
www. basel-ii-board-directors. com
MiFID Training for the Board of Directors
The members of the Board of Directors not only need to exercise oversight, but also to direct the organization to use the Markets in Financial Services Directive (MiFID) compliance as a competitive advantage.
www. mifid-board-directors. com
D. Hedge Funds
International Association of Hedge Funds Professionals (IAHFP)
For hedge funds managers, administrators, analysts, mathematicians, consultants, product developers, and reporting, tax, pr, sales and marketing professionals.
We have to explain to the world what hedge funds professionals and their consultants do in order to make money. The challenges, the difficulties, the risks, the nights without sleep, the tension.
www. hedge-funds-association. com
Hedge Funds Portal
What is a Hedge Fund, Hedge Funds Compliance, Hedge Fund Managers, Hedge Fund Management, Hedge Funds Association, Certification, Strategies, Jobs, Software, Books, Forums
www. hedge-fund-manager. net
Hedge Funds Compliance Training
Hedge Funds, Collective Investments, Structured Products, and the directives of the European Union. UCITS iii, MiFID, 8th Company Law, Capital Requirements Directive, legal structures, marketing of funds, management and administration at the 30 countries of the European Economic Area
www. hedge-funds-compliance. com
Alternative Investments Portal
What is an Alternative Investment, Commodity Trading, Private Equity, Venture Capital, Commodity Futures, Commodity Exchanges, Financial Derivatives, Collectors and Hobbyists, Investing in Art, Wine Investment, Absolute Return Funds, Alternative Investment Books, Financial Derivatives Books, Alternative Investment Jobs, Forum, Association, Software
www. alternative-investment-market. net
Regulatory Arbitrage
Regulatory Arbitrage is the practice of taking advantage of a regulatory difference between two or more markets.
Our key goal is to generate alpha, excess return over market performance. Alpha has always to do with the skills of the hedge fund manager. Skill-based investing makes the real difference.
www. regulatory-arbitrage. com
Anti-Algorithmic Trading
Algorithmic trading is the use of computer systems, programs and advanced mathematical models for entering trading orders. More and more often algorithms, not humans decide on aspects such as the timing, price and the quantity of orders.
Trading is very similar to war, and information is always a weapon.
www. anti-algorithmic-trading. com
Hedge Fund Club
An adventure into the world of hedge funds and money management, for the children of Very High Net Worth Individuals. Customized, individualized, hands-on, one-on-one training.
www. hedge-funds-club. com
E. Sarbanes Oxley, ESOX, JSOX
Sarbanes Oxley Training
Courses designed to provide with the knowledge and skills needed to understand and support Sarbanes-Oxley compliance.
www. sarbanes-oxley-training. com
Sarbanes Oxley Compliance Portal
Information about the Sarbanes Oxley Act and market, the challenges and the opportunities: What is Sarbanes Oxley, the Act, Sarbanes Oxley 404, 302, Association, Certification, Jobs, Forum, Software, Books, E-SOX, J-SOX
www. sarbanes-oxley-compliance. org
J-SOX Training in Japan
Course: "From SOX to J-SOX: Lessons Learned from the Implementation of Sarbanes Oxley Act in the USA and the World"
www. j-sox-training. com
Sarbanes Oxley Act
(Information and documents used in our compliance training classes)
Sarbanes-Oxley Compliance: The Act in an easy to read format, Auditing Standards, resources.
www. sarbanes-oxley-act. biz
Membership in the Sarbanes Oxley Compliance Professionals Association makes you stand out from the crowd. You prove that you are a professional who cares, learns, and belongs to a global community of professionals. Benefits, resources, jobs. 15 of the best headhunters of the world are members of our association and add the members in their database, so you may have new opportunities.
www. sarbanes-oxley-association. com
The 8th Company Law Directive
(Information and documents used in our compliance training classes)
The 8th Company Law Directive is similar to the US Sarbanes Oxley Act. This directive is called the European Sarbanes Oxley. Although there are important similarities, there are also very important differences.
The directive in an easy to read format.
www. 8th-company-law-directive. com
European Sarbanes Oxley
(Information and documents used in our compliance training classes)
After the US Sarbanes-Oxley Act, we have the Japanese Sarbanes-Oxley Act (J-SOX) and the European Sarbanes Oxley Act (8th Directive in the context of the European Union s Financial Services Action Plan).
www. european-sarbanes-oxley. com
8th Company Law Training
The European Sarbanes Oxley: Similarities and differences between 8th Company Law Directive of the European Union and the Sarbanes-Oxley Act of the USA. Implementation and compliance training and presentations.
www. 8th-company-law-training. com
F. Financial Services Action Plan of the EU
Financial Services to European Clients
Providing Financial Services to the European Clients - For banks and financial organizations of non- EEA countries
Opportunities for regulatory arbitrage and competitive advantage for banks, financial organizations, hedge funds, collective investment firms and SIVs of countries outside the European Economic Area.
www. european-client. com
The Financial Services Action Plan
There are 42 original measures: Some are non-legislative, a few are regulations, and there are almost 30 directives. Over 20 of the original measures are likely to affect the financial sector.
www. financial-services-action-plan. com
The Markets in Financial Instruments Directive (MiFID)
(Information and documents used in our compliance training classes)
MiFID is a very important part of the European Union's Financial Services Action Plan. The directive in an easy to read format.
www. markets-in-financial-instruments-directive. com
MiFID Training
Training and Presentations. From the four-level approach (the Lamfalussy process) to the MiFID implementation, the differences and the opportunities for competitive advantage in the EU and offshore.
www. mifid-training. net
European Savings Tax Directive (ESD)
(Information and documents used in our compliance training classes)
Tax competition and the European Union. The G-7 and the offshore financial centers (OFCs). Basel ii and the European Savings Tax Directive (ESD). The directive in an easy to read format.
www. savings-tax-directive. com
Financial Conglomerates Directive
(Information and documents used in our compliance training classes)
The Financial Conglomerates Directive tries to introduce supplementary supervision of financial conglomerates on a group-wide basis, in addition to both the prudential supervision of regulated entities on a standalone basis and consolidated supervision on a sectoral basis.
The directive in an easy to read format.
www. financial-conglomerates-directive. com
UCITS iii training
From the Management Directive and the Product Directive, to UCITS iii compliant funds, sophisticated UCITS, hedge funds and alternative investments, onshore and offshore legal structures and products authorized under different regimes.
www. ucits-iii-training. com
European Exchange Traded Funds (ETFs)
(Information and documents used in our compliance training classes)
In the European Economic Area many Exchange Traded Funds are traded as cross border UCITS iii funds. Compliance and acknowledgement of the UCITS status is of paramount importance for the freedom to provide services in all 30 countries of the EEA
www. european-exchange-traded-funds. com
European Exchange Traded Funds Training (ETFs)
UCITS iii and MiFID Training and Presentations. Providing Financial Services to the European Clients, Training and Presentations. ETFs based on alternative assets such as commodities with UCITS iii status. ETFs that are UCITS iii compliant domiciled in EEA countries.
www. etf-training. com
UCITS iii
(Information and documents used in our compliance training classes)
UCITS stands for Undertakings for Collective Investments in Transferable Securities
The UCITS iii directive consists of two directives that regulate funds sold across the EEA
www. ucits-iii. com
G. Other Web Sites
Compliance LLC
Compliance LCC is a leading provider of Basel ii, Sarbanes Oxley, MiFID and the European Union's Financial Services Action Plan training, executive coaching and consulting in more that 30 countries
www. compliance-llc. com
Off Balance Sheet
(Information and documents used in our compliance training classes)
From Enron and BCCI, to the Sarbanes-Oxley Act and Basel ii.
Off Balance Sheet Entities and items. If a company has an asset or a liability, and it's not on the balance sheet, then where is it?
www. off-balance-sheet. com
Legal Risk and Compliance Research Project
(Information and documents used in our compliance training classes)
Legal Risk: The Achilles Heel of Corporate Governance.
www. legal-risk. com
Asbestos and Mesothelioma Research Project
(Information and documents used in our compliance training classes)
Asbestos and Mesothelioma Lawsuits and Settlements.
The Legal Risk: A Case Study
www. mesothelioma-and-asbestos. org
Our Online Stock Trading and Investing Pages
Our Choice: Spread betting and Contracts For Differences. More risks, more opportunities. Spread betting has no stamp duty to pay and there is no tax on capital gains. We can sell short, and we can use leverage.
www. online-stock-investing. net
Our Business Traveler Pages
We just want to say Thank You to the hotels and airlines that were exceptional. Without them, we could never do our best for our clients.
www. travel-for-business. com
Compliance and Outsourcing Research Project
(Information and documents used in our compliance training classes)
Outsourcing was a way to reduce cost. Outsourcing becomes a way to transfer compliance
Outsourcing after Basel ii, Sarbanes-Oxley, and the European Union's Financial Services Action Plan.
www. compliance-and-outsourcing. com
www. compliance-llc. com
Distance Learning and Online Certification:
http://www. compliance-llc. com/ Distance_Learning_Online_Certification. htm
Web sites
A. Basel ii and Solvency ii
Basel ii Training
Courses designed to provide with the knowledge and skills needed to understand and support Basel ii compliance.
www. basel-ii-training. com
Every single "personal branding expert" recommends membership to professional associations. At every stage of your education, training, and career, the Basel ii Compliance Professionals Association provides information and services you can use. 15 of the best headhunters of the world are members of our association and add the members in their database, so you may have new opportunities.
www. basel-ii-association. com
Solvency ii Training
Courses and presentations designed to provide with the knowledge and skills needed to understand and support compliance with the Solvency ii and the Reinsurance directives of the European Union.
The implementation of the Solvency II regime can benefit greatly from the experience and lessons learned during the Basel II projects in the world.
www. solvency-ii-training. com
Solvency ii Association
The new directive of the European Union for the Insurance sector.
15 of the best headhunters of the world are members of our association and add the members in their database, so you may have new opportunities.
www. solvency-ii-association. com
Basel ii Accord
(Information and documents used in our compliance training classes)
Basel ii: The sections of the accord in an easy to read format.
www. basel-ii-accord. com
Basel ii Compliance Portal
Information about the Basel ii Accord and market, the challenges and the opportunities: What is Basel ii, the Accord, the BIS, the BCBS, Operational Risk, Market Risk, Credit Risk, Securitization, Liquidity Risk, Basel ii Association, Certification, Jobs, Forum, Software, Books, Basel ii and Hedge Funds, Basel ii Offshore, Basel iii
www. basel-2. org
Capital Requirements Directive
(Information and documents used in our compliance training classes)
The common framework for the implementation of Basel ii in the European Union. The directive in an easy to read format.
www. capital-requirements-directive. com
Capital Requirements Directive Training
Courses designed to provide with the knowledge and skills for the implementation of Basel ii in the European Union
www. capital-requirements-directive-training. com
Basel iii Accord
(Information and documents used in our compliance training classes)
Basel iii: What is wrong in Basel ii What will be included in the even more sensitive accord, Basel iii.
www. basel-iii-accord. com
Basel 3 Compliance Portal
Under Construction. Collection of documents and information about Basel 3. Future needs, jobs, challenges and opportunities.
www. Basel-3. org
Basel ii, Structured Products and Securitization
(Information and documents used in our compliance training classes)
Basel II and the securitization markets. What is different. The efforts to minimize exposure to sub-investment grade tranches, to avoid the significant amount of regulatory capital banks have to hold
www. basel-ii-securitization. com
The EU Reinsurance Directive
(Information and documents used in our compliance training classes)
Reinsurance allows direct insurance undertakings have a higher underwriting capacity and reduce their capital costs. The Directive forms part of the European Union s Financial Services Action Plan, which aims to create a single market in financial services in the European Union.
www. reinsurance-directive. com
Reinsurance Directive Training
Courses and presentations designed to provide with the knowledge and skills needed to understand and support compliance with the Reinsurance Directive of the European Union.
www. reinsurance-directive-training. com
B. Risk and Compliance
International Association of Risk and Compliance Professionals (IARCP)
The IARCP offers two certified training courses:
A. Certified Risk and Compliance Professional (CRCP) - Prep Course (5 days)
B. Information Systems Risk and Compliance Professional (ISRCP) - Prep Course (5 days), that lead to the certifications:
A. Certified Risk and Compliance Professional (CRCP)
B. Information Systems Risk and Compliance Professional (ISRCP)
Membership is free.
www. risk-compliance-association. com
Compliance Officer
Sarbanes Oxley Compliance, Basel ii Compliance, Hedge Funds, Alternative Investments, HIPAA Compliance, Compliance and the EU, AML Compliance, Insider Trading, PCI Compliance, Privacy and Compliance, Gramm-Leach-Bliley Act (GLBA) Compliance, UK FSA Compliance, FISMA Compliance, Compliance and the Board, Ethics and code of conduct, Chief Compliance Officer, Environmental Compliance, Compliance Jobs, Compliance Software, Training, Books, Certification, Forums
www. compliance-officer. org
Chief Compliance Officer
The role of the Chief Compliance Officer, Challenges for the Chief Compliance Officer, Books for the Chief Compliance Officer, Chief Compliance Officer Jobs, Training, Forums
www. chief-compliance-officer. org
Risk Officer
The Role of the Risk Officer.
Credit, Market, Operational, Reputational, Legal Risk
Training, Certification, Associations, Jobs, Books for the Risk Officer
www. risk-officer. com
Chief Risk Officer
The new evolving role of the Chief Risk Officer.
Training, Certification, Associations, Jobs, Books for the Chief Risk Officer
www. chief-risk-officer. com
Compliance Training Portal
Sarbanes Oxley Compliance Training, MiFID Training, Basel ii Compliance Training, Capital Requirements Directive Training, Compliance Training for the Board, E-SOX Training, Compliance Training for the Risk Committee, J-SOX Training, HIPAA Training, Solvency ii Training, AML Training, UCITS III Training, PCI Training, Arbitrage Training, OSHA compliance training, Compliance Training for Hedge Funds, Ethics and Code of Conduct Training, CISSP Training, Compliance Training Books
www. compliance-training. net
C. Training for the Board of Directors
The International Association of Potential, New and Sitting Members of the Board of Directors (IAMBD) offers two certified courses and two certifications:
The certified courses are:
A. Certified Member of the Board of Directors (CMBD) - Prep Course (3 days)
B. Certified Member of the Risk Committee of the Board of Directors (CMRBD) - Prep Course (2 days), that lead to two certifications:
A. Certified Member of the Board of Directors (CMBD)
B. Certified Member of the Risk Committee of the Board of Directors (CMRBD)
Membership is free.
www. members-of-the-board-association. com
Board of Directors Compliance Training
Risks to serving directors have risen exponentially after the new Basel Capital Accord, the US Sarbanes Oxley Act, the European Sarbanes Oxley (8th Company Law Directive), the Japanese Sarbanes Oxley (Financial Instruments and Exchange Law, J-SOX), the European Union's Financial services Action Plan that includes MiFID (Markets in Financial Services Directive.
www. board-of-directors-compliance-training. com
Risk Committee of the Board of Directors
(Information and documents used in our compliance training classes)
The Board of Directors has risk management responsibilities that are defined not only by best practices and guidelines, but also by laws and regulations. The Risk Committee must assist the Boards in assessing the risks to which the organization is exposed.
www. risk-committee. com
Risk Committee Training
Presentations and training for the Risk Committee of the Board of Directors, that increase awareness and effectiveness. Special consideration is given to the new need to provide evidence and keep records and documents for years, and to new regulatory and legal obligations.
www. risk-committee-training. com
Basel ii Training for the Board of Directors
The members of the Board of Directors not only need to exercise oversight, but also to direct the organization to use Basei ii compliance as a competitive advantage.
www. basel-ii-board-directors. com
MiFID Training for the Board of Directors
The members of the Board of Directors not only need to exercise oversight, but also to direct the organization to use the Markets in Financial Services Directive (MiFID) compliance as a competitive advantage.
www. mifid-board-directors. com
D. Hedge Funds
International Association of Hedge Funds Professionals (IAHFP)
For hedge funds managers, administrators, analysts, mathematicians, consultants, product developers, and reporting, tax, pr, sales and marketing professionals.
We have to explain to the world what hedge funds professionals and their consultants do in order to make money. The challenges, the difficulties, the risks, the nights without sleep, the tension.
www. hedge-funds-association. com
Hedge Funds Portal
What is a Hedge Fund, Hedge Funds Compliance, Hedge Fund Managers, Hedge Fund Management, Hedge Funds Association, Certification, Strategies, Jobs, Software, Books, Forums
www. hedge-fund-manager. net
Hedge Funds Compliance Training
Hedge Funds, Collective Investments, Structured Products, and the directives of the European Union. UCITS iii, MiFID, 8th Company Law, Capital Requirements Directive, legal structures, marketing of funds, management and administration at the 30 countries of the European Economic Area
www. hedge-funds-compliance. com
Alternative Investments Portal
What is an Alternative Investment, Commodity Trading, Private Equity, Venture Capital, Commodity Futures, Commodity Exchanges, Financial Derivatives, Collectors and Hobbyists, Investing in Art, Wine Investment, Absolute Return Funds, Alternative Investment Books, Financial Derivatives Books, Alternative Investment Jobs, Forum, Association, Software
www. alternative-investment-market. net
Regulatory Arbitrage
Regulatory Arbitrage is the practice of taking advantage of a regulatory difference between two or more markets.
Our key goal is to generate alpha, excess return over market performance. Alpha has always to do with the skills of the hedge fund manager. Skill-based investing makes the real difference.
www. regulatory-arbitrage. com
Anti-Algorithmic Trading
Algorithmic trading is the use of computer systems, programs and advanced mathematical models for entering trading orders. More and more often algorithms, not humans decide on aspects such as the timing, price and the quantity of orders.
Trading is very similar to war, and information is always a weapon.
www. anti-algorithmic-trading. com
Hedge Fund Club
An adventure into the world of hedge funds and money management, for the children of Very High Net Worth Individuals. Customized, individualized, hands-on, one-on-one training.
www. hedge-funds-club. com
E. Sarbanes Oxley, ESOX, JSOX
Sarbanes Oxley Training
Courses designed to provide with the knowledge and skills needed to understand and support Sarbanes-Oxley compliance.
www. sarbanes-oxley-training. com
Sarbanes Oxley Compliance Portal
Information about the Sarbanes Oxley Act and market, the challenges and the opportunities: What is Sarbanes Oxley, the Act, Sarbanes Oxley 404, 302, Association, Certification, Jobs, Forum, Software, Books, E-SOX, J-SOX
www. sarbanes-oxley-compliance. org
J-SOX Training in Japan
Course: "From SOX to J-SOX: Lessons Learned from the Implementation of Sarbanes Oxley Act in the USA and the World"
www. j-sox-training. com
Sarbanes Oxley Act
(Information and documents used in our compliance training classes)
Sarbanes-Oxley Compliance: The Act in an easy to read format, Auditing Standards, resources.
www. sarbanes-oxley-act. biz
Membership in the Sarbanes Oxley Compliance Professionals Association makes you stand out from the crowd. You prove that you are a professional who cares, learns, and belongs to a global community of professionals. Benefits, resources, jobs. 15 of the best headhunters of the world are members of our association and add the members in their database, so you may have new opportunities.
www. sarbanes-oxley-association. com
The 8th Company Law Directive
(Information and documents used in our compliance training classes)
The 8th Company Law Directive is similar to the US Sarbanes Oxley Act. This directive is called the European Sarbanes Oxley. Although there are important similarities, there are also very important differences.
The directive in an easy to read format.
www. 8th-company-law-directive. com
European Sarbanes Oxley
(Information and documents used in our compliance training classes)
After the US Sarbanes-Oxley Act, we have the Japanese Sarbanes-Oxley Act (J-SOX) and the European Sarbanes Oxley Act (8th Directive in the context of the European Union s Financial Services Action Plan).
www. european-sarbanes-oxley. com
8th Company Law Training
The European Sarbanes Oxley: Similarities and differences between 8th Company Law Directive of the European Union and the Sarbanes-Oxley Act of the USA. Implementation and compliance training and presentations.
www. 8th-company-law-training. com
F. Financial Services Action Plan of the EU
Financial Services to European Clients
Providing Financial Services to the European Clients - For banks and financial organizations of non- EEA countries
Opportunities for regulatory arbitrage and competitive advantage for banks, financial organizations, hedge funds, collective investment firms and SIVs of countries outside the European Economic Area.
www. european-client. com
The Financial Services Action Plan
There are 42 original measures: Some are non-legislative, a few are regulations, and there are almost 30 directives. Over 20 of the original measures are likely to affect the financial sector.
www. financial-services-action-plan. com
The Markets in Financial Instruments Directive (MiFID)
(Information and documents used in our compliance training classes)
MiFID is a very important part of the European Union's Financial Services Action Plan. The directive in an easy to read format.
www. markets-in-financial-instruments-directive. com
MiFID Training
Training and Presentations. From the four-level approach (the Lamfalussy process) to the MiFID implementation, the differences and the opportunities for competitive advantage in the EU and offshore.
www. mifid-training. net
European Savings Tax Directive (ESD)
(Information and documents used in our compliance training classes)
Tax competition and the European Union. The G-7 and the offshore financial centers (OFCs). Basel ii and the European Savings Tax Directive (ESD). The directive in an easy to read format.
www. savings-tax-directive. com
Financial Conglomerates Directive
(Information and documents used in our compliance training classes)
The Financial Conglomerates Directive tries to introduce supplementary supervision of financial conglomerates on a group-wide basis, in addition to both the prudential supervision of regulated entities on a standalone basis and consolidated supervision on a sectoral basis.
The directive in an easy to read format.
www. financial-conglomerates-directive. com
UCITS iii training
From the Management Directive and the Product Directive, to UCITS iii compliant funds, sophisticated UCITS, hedge funds and alternative investments, onshore and offshore legal structures and products authorized under different regimes.
www. ucits-iii-training. com
European Exchange Traded Funds (ETFs)
(Information and documents used in our compliance training classes)
In the European Economic Area many Exchange Traded Funds are traded as cross border UCITS iii funds. Compliance and acknowledgement of the UCITS status is of paramount importance for the freedom to provide services in all 30 countries of the EEA
www. european-exchange-traded-funds. com
European Exchange Traded Funds Training (ETFs)
UCITS iii and MiFID Training and Presentations. Providing Financial Services to the European Clients, Training and Presentations. ETFs based on alternative assets such as commodities with UCITS iii status. ETFs that are UCITS iii compliant domiciled in EEA countries.
www. etf-training. com
UCITS iii
(Information and documents used in our compliance training classes)
UCITS stands for Undertakings for Collective Investments in Transferable Securities
The UCITS iii directive consists of two directives that regulate funds sold across the EEA
www. ucits-iii. com
G. Other Web Sites
Compliance LLC
Compliance LCC is a leading provider of Basel ii, Sarbanes Oxley, MiFID and the European Union's Financial Services Action Plan training, executive coaching and consulting in more that 30 countries
www. compliance-llc. com
Off Balance Sheet
(Information and documents used in our compliance training classes)
From Enron and BCCI, to the Sarbanes-Oxley Act and Basel ii.
Off Balance Sheet Entities and items. If a company has an asset or a liability, and it's not on the balance sheet, then where is it?
www. off-balance-sheet. com
Legal Risk and Compliance Research Project
(Information and documents used in our compliance training classes)
Legal Risk: The Achilles Heel of Corporate Governance.
www. legal-risk. com
Asbestos and Mesothelioma Research Project
(Information and documents used in our compliance training classes)
Asbestos and Mesothelioma Lawsuits and Settlements.
The Legal Risk: A Case Study
www. mesothelioma-and-asbestos. org
Our Online Stock Trading and Investing Pages
Our Choice: Spread betting and Contracts For Differences. More risks, more opportunities. Spread betting has no stamp duty to pay and there is no tax on capital gains. We can sell short, and we can use leverage.
www. online-stock-investing. net
Our Business Traveler Pages
We just want to say Thank You to the hotels and airlines that were exceptional. Without them, we could never do our best for our clients.
www. travel-for-business. com
Compliance and Outsourcing Research Project
(Information and documents used in our compliance training classes)
Outsourcing was a way to reduce cost. Outsourcing becomes a way to transfer compliance
Outsourcing after Basel ii, Sarbanes-Oxley, and the European Union's Financial Services Action Plan.
www. compliance-and-outsourcing. com
 online course |
 instructor-led class |
 learn at home |
 group study |
 self-directed study |
 cd-based training |
 DVD video training |
 printed book |
 e-book digital book |
 workshop seminar |
 train the trainer |
 computer-based learning |
 discount pricing |
 online tutorial |
The European Union s Sarbanes-Oxley Act (E-SOX)
: Course Title
The European Union s Sarbanes-Oxley Act (E-SOX)
The 8th Company Law, the Market Abuse and the Transparency Directives: Implementation and Compliance Training
Overview:
After the passage of the US Sarbanes-Oxley Act in 2002, US and non-US companies listed in a US stock exchange have the difficult more...
BOARD OF DIRECTORS
Compliance Training and Presentations for the Board of Directors
: Compliance Training and Presentations for the Board of Directors
After the Sarbanes Oxley Act and the Basel ii Accord, there is a lot of discussion in the corporate world about the new liabilities of the CEOs and the CFOs. Today we understand that many organizations have underestimated the vital role of he board of directors. The board has the obligation to understand, to more...
Training for the Risk Committee of the Board
: A. Training for the Risk Committee of the Board
This course is intended for potential, new and sitting directors that are members of the Risk Committee. It must be customized to meet specific needs.
Modules:
*
Understanding Risk
*
Risk Identification
*
From COSO to COSO ERM
*
New Directives and Regulations
*
The European Unions' Financial more...
Certified Risk and Compliance Professional (CRCP) Prep Course (5 days)
Certified Risk and Compliance Professional CRCP - Prep Course 5 days
: Objectives:
This course has been designed to provide with the knowledge and skills needed to understand and support regulatory compliance and enterprise wide risk management, and to promote best practices and international standards that align with business and regulatory requirements. The course provides with the skills needed to pass the Certified Risk and Compliance Professional (CRCP) exam.
Target Audience:
This course is intended for professionals that want to understand risk and compliance and to work as risk more...
MiFID
Markets in Financial Instruments Directive (MiFID) Training and Presentations
: Course Title
Markets in Financial Instruments Directive (MiFID): Implementation and Compliance Training
Objectives:
The seminar has been designed to provide with the knowledge and skills needed to understand and support MiFID compliance
Target Audience:
This course is intended for managers and professionals from:
* Compliance
* Operations
* Risk
* IT
* Legal
* Internal more...
Markets in Financial Instruments Directive (MiFID): Due Diligence for Directors and Executive Management
: Course Title:
Markets in Financial Instruments Directive (MiFID): Due Diligence for Directors and Executive Management
Objectives:
This course has been designed to provide board members and executive management with the knowledge and skills needed not only to understand MiFID, but also to use MiFID as a competitive advantage
Target Audience:
This course is intended for potential, more...
Risk and Compliance Certified Training
Certified Information Systems Risk and Compliance Professional CISRCP - Prep Course 5 days
: Objectives:
This course has been designed to provide IT and Information Security professionals with the knowledge and skills needed to understand and support regulatory compliance and enterprise wide risk management, and to promote best practices and international standards that align with business and regulatory requirements. The course provides with the skills needed to pass the Information Systems Risk and Compliance Professional (ISRCP) exam.
Target more...
Risk and Compliance Distance Learning and Online Certification
: Objectives:
This course has been designed to provide IT and Information Security professionals with the knowledge and skills needed to understand and support regulatory compliance and enterprise wide risk management, and to promote best practices and international standards that align with business and regulatory requirements. The course provides with the skills needed to pass the Information Systems Risk and Compliance Professional (ISRCP) exam.
Target more...Certified Risk and Compliance Professional CRCP - Distance Learning and Online Certification program
: The Cost:
US$ 297 for one person
What is included in this price:
A. The official presentations we use in our instructor-led classes (more than 1000 slides)
B. Up to 3 Online Exams
C. Personalized Membership Certificate printed in full colour.
Processing, printing, packing and posting to your office or home.
Distance Learning and Online Certification
www. risk-compliance-association. com/ Distance_Learning_and_Certification. htm
Certified Sarbanes-Oxley Expert CSOE Distance learning and online certification program
: Objectives:
The seminar has been designed to provide with the knowledge and skills
needed to understand and support Sarbanes-Oxley compliance.
Target Audience:
This course is recommended for all managers and professionals who
need to understand and speak the specialized language of Sarbanes
Oxley compliance, which must become the common language
throughout their organization.
This course is highly recommended for:
a Directors, Managers and more...
Solvency ii
Certified Solvency ii Equivalence Professional - Preparing for Equivalence with the Solvency ii Directive of the EU
: Objectives:
This course has been designed to provide with the knowledge and skills needed to understand the Solvency ii and the Reinsurance directives of the EU, and their extraterritorial application to non-EU countries.
The course provides with the skills needed to pass the Certified Solvency ii Equivalence Professional (CSiiEP) exam.
Target Audience:
This course is intended for managers, professionals and consultants more...
Certified Solvency ii Professional CSiiP Preparing for the Solvency ii Directive of the EU - Prep Course 3 days
: Objectives:
This course has been designed to provide with the knowledge and skills needed to understand and support compliance with the Solvency ii Directive of the European Union, and to promote best practices and international standards that align with business and regulatory requirements.
The course provides with the skills needed to pass the Certified Solvency ii Professional (CSiiP) exam.
more...
Solvency ii Training and Presentations
: Course Title
Preparing for the Solvency ii and the Reinsurance directives: Implementation and Compliance Training
Objectives:
The seminar has been designed to provide with the knowledge and skills needed to understand and support compliance with both, the Solvency ii and the Reinsurance directives
Target Audience:
This course is intended for managers and professionals from:
* Compliance
* Legal
* Risk Management
* Internal Audit
* Errors more...
Basel ii Certification OnlineBasel ii Certification
($297) - Basel ii certification and training program - Become a Certified Basel ii Professional CBiiPro
: Certified Basel ii Professional (CBiiPro) -
Basel ii certification and training program
The Cost:
US$ 297
What is included in this price:
A. The official presentations we use in our instructor-led classes (430 slides)
You can find the course synopsis at
www. basel-ii-association. com/ Certified_Basel_ii_Professional. htm
B. Up to 3 Online Exams
If you fail, you must study again the official more...
BusinessBasei ii
: Certified Basel ii Professional (CBiiPro) -
Basel ii certification and training program
The Cost:
US$ 297
What is included in this price:
A. The official presentations we use in our instructor-led classes (430 slides)
You can find the course synopsis at
www. basel-ii-association. com/ Certified_Basel_ii_Professional. htm
B. Up to 3 Online Exams
If you fail, you must study again the official more...Basel ii and Capital Requirements Directive Training: The new Basel Accord (Basel ii) and the implementation in the European Uni
: Course Title
Basel ii and Capital Requirements Directive Training:
The new Basel Accord (Basel ii) and the implementation in the European Union via the Capital Requirements Directive (CRD)
5 days
Objectives:
The seminar has been designed to provide with the knowledge and skills needed to understand and support Basel II compliance in EU.
Target more...
: Course Title
Basel ii and Capital Requirements Directive Training:
The new Basel Accord (Basel ii) and the implementation in the European Union via the Capital Requirements Directive (CRD)
5 days
Objectives:
The seminar has been designed to provide with the knowledge and skills needed to understand and support Basel II compliance in EU.
Target more...Basel ii: Due Diligence for Directors and Executive Management
: Course Title
Basel ii: Due Diligence for Directors and Executive Management
Overview:
After the Sarbanes Oxley Act and the Basel ii Accord, there is a lot of discussion in the corporate world about the new liabilities of the CEOs and the CFOs. Today we understand that many organizations have underestimated the vital role of more...
: Course Title
Basel ii: Due Diligence for Directors and Executive Management
Overview:
After the Sarbanes Oxley Act and the Basel ii Accord, there is a lot of discussion in the corporate world about the new liabilities of the CEOs and the CFOs. Today we understand that many organizations have underestimated the vital role of more...Basel ii: The new challenges for the Banking Supervisors
: Objectives:
This course has been designed to help professionals working for regulatory bodies and supervisory agencies understand their new challenges and responsibilities after Basel ii
Target Audience:
This course is intended for regulatory bodies and supervisory agencies. It is highly recommended for the board of directors and executive management of banks and financial organizations, in order to understand what they will have to prove to their supervisors.
Duration:
One Day, 09:00 to 17:00.
: Objectives:
This course has been designed to help professionals working for regulatory bodies and supervisory agencies understand their new challenges and responsibilities after Basel ii
Target Audience:
This course is intended for regulatory bodies and supervisory agencies. It is highly recommended for the board of directors and executive management of banks and financial organizations, in order to understand what they will have to prove to their supervisors.
Duration:
One Day, 09:00 to 17:00.The New Basel Capital Accord (Basel II): Implementation and Compliance Training
: Objectives:
The seminar has been designed to provide with the knowledge and skills needed to understand and support Basel II compliance.
Target Audience:
This course is intended for IT and risk managers and professionals from Banks, Financial Institutions, Multinational Corporations, Supervisory Agencies.
This course is recommended for all managers and professionals who need to understand and speak the specialized more...
Compliance TrainingSarbanes Oxley and Basel ii
: Objectives:
The seminar has been designed to provide with the knowledge and skills needed to understand and support Basel II compliance.
Target Audience:
This course is intended for IT and risk managers and professionals from Banks, Financial Institutions, Multinational Corporations, Supervisory Agencies.
This course is recommended for all managers and professionals who need to understand and speak the specialized more...Sarbanes Oxley and Basel II Compliance Training
: Objectives:
The seminar has been designed to with the knowledge and skills needed to understand and support Sarbanes Oxley and Basel II compliance.
Target Audience:
This course is recommended for all managers and professionals who need to understand and speak the specialized languages of Sarbanes Oxley and Basel compliance, which must become the common language throughout their organization.
This course is highly recommended for:
C Level Executives
IT and more...
Sarbanes Oxley Certification OnlineSarbanes Oxley Certification
: Objectives:
The seminar has been designed to with the knowledge and skills needed to understand and support Sarbanes Oxley and Basel II compliance.
Target Audience:
This course is recommended for all managers and professionals who need to understand and speak the specialized languages of Sarbanes Oxley and Basel compliance, which must become the common language throughout their organization.
This course is highly recommended for:
C Level Executives
IT and 147 - Sarbanes Oxley Certification
: Sarbanes Oxley Certification - Distance Learning and Online Certification Program
Become a Certified Sarbanes-Oxley Expert (CSOE) -
Distance learning and online certification program from the largest Association of Sarbanes Oxley professionals in the world
with more than 2, 810 members (www. sarbanes-oxley-association. com)
The more...
: Sarbanes Oxley Certification - Distance Learning and Online Certification Program
Become a Certified Sarbanes-Oxley Expert (CSOE) -
Distance learning and online certification program from the largest Association of Sarbanes Oxley professionals in the world
with more than 2, 810 members (www. sarbanes-oxley-association. com)
The more...| Head Office | Training and Seminar Locations |
